9AT: COMPASS GROUP MANAGEMENT LLC

Adviser Profile

As of Date	07/14/2026
Registration	SEC, Approved, 08/14/2013
ADV Location	WESTPORT, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	3,039,184,000 -20%
of that, discretionary	0
Number of Employees	25 -40%
of those in investment advisory functions	7 -61%
Private Fund GAV^*	0
Avg Account Size	3,039,184,000 -20%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name GRANT THORNTON LLP	Filing Date04/29/2026	Form ADV-E View Report
Accounting Firm Name GRANT THORNTON LLP	Filing Date03/28/2025	Form ADV-E View Report
Accounting Firm Name GRANT THORNTON LLP	Filing Date02/27/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BROADSHORE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM981.6m	#Funds-
Adviser MREC MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM432.3m	#Funds-
Adviser MONROE VOS CONSULTING, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.9b	#Funds-
Adviser HAZARD & SIEGEL ADVISORY SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM449.8m	#Funds-
Adviser INVESTALL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM26.2m	#Funds-
Adviser THE FINANCIAL RESOURCE CENTER	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM642.5m	#Funds-
Adviser SMITH W B & CO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM323.6m	#Funds-
Adviser FIRST AMERICAN FINANCIAL ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM56.0m	#Funds-
Adviser TROVE INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM387.6k	#Funds-
Adviser SUNCAP MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM380.0m	#Funds-

Brochure Summary

Overview

______________________________________________________________________________ A. Compass Group Management LLC, a Delaware limited liability company was founded in 2005 and at that time succeeded to the business of CGM International LLC, a Delaware limited liability company that had been founded in 1998. CGM is privately owned by its members who founded the CGM business, Elias J. Sabo, as Trustee for the Sabo Family Trust, Alan B. Offenberg, I. Joseph Massoud and David P. Swanson. B. CGM’s only business is its investment advisory and management services business. CGM has two clients and does not solicit or accept retail or other clients that are not in some way related to either of these clients. A description of each client, and the services provided to that client, appears immediately below. Compass Diversified Holdings. CGM manages the day-to-day business and operations of Compass Diversified Holdings (NYSE: CODI) (hereinafter, “CODI”), a publicly traded holding company, and its subsidiaries, pursuant to a management services agreement. In this role, CGM seeks to generate superior risk-adjusted returns for CODI’s shareholders, as well as steady and growing cash distributions, through CODI’s acquisition and control of a diverse set of North American middle-market businesses. CGM identifies, evaluates, negotiates and, where appropriate, assists in consummating acquisition activities on behalf of CODI and its subsidiaries. CGM’s key activities include, among other things, identifying to the board of directors

of CODI potential acquisition target companies and, following the acquisition of a new business by CODI, working with the management team of the acquired business to aggressively pursue opportunities to grow medium- and long-term cash flow. In general, in providing investment advice to CODI, CGM favors companies that are significant participants in growing segments of the service, distribution or manufacturing sectors. Anholt Investments, Ltd. Historically, CGM has managed a wide array of investments on behalf of Anholt Investments, Ltd. (“Anholt”), including several partnerships with interests in venture capital funds, several partnerships with interests in U.S. domestic buyout funds, a partnership owning a U.S. domestic company, and a partnership owning securities in a publicly traded registered investment advisor. Currently, CGM provides services for Anholt from time to time and on an ad hoc basis, and at the request of Anholt. C. CGM tailors its advisory services to the individual needs of its clients. Working with each client, we establish the individual parameters that will apply to the provision of our services to that client. Clients may impose restrictions on investing in certain securities or types of securities. D. CGM does not participate in wrap fee programs. E. As of December 31, 2023, CGM managed approximately $3,816,981,000 in assets under management for CODI. It did not have any assets under management for Anholt. All of the assets were managed on a non-discretionary basis.

COMPASS GROUP MANAGEMENT LLC

COMPASS GROUP MANAGEMENT LLC

THE COMPASS GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

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COMPASS GROUP MANAGEMENT LLC COMPASS GROUP MANAGEMENT LLC THE COMPASS GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

COMPASS GROUP MANAGEMENT LLC

COMPASS GROUP MANAGEMENT LLC

THE COMPASS GROUP