9AT: FRIEDENTHAL FINANCIAL, LLC

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Adviser Profile

As of Date	04/16/2026
Registration	SEC, Approved, 10/09/2013
Other registrations (5)	California, Terminated, 11/16/2013 Pennsylvania, Terminated, 10/18/2013 New York, Terminated, 10/17/2013 North Carolina, Terminated, 10/17/2013 Texas, Terminated, 10/17/2013
ADV Location	MARLTON, NJ, United States
Contact Info	856 xxxxxxx
Websites

Details

HTTPS://WWW.FACEBOOK.COM/FRIEDENTHALFINANCIAL/

HTTPS://WWW.FRIEDENTHALFINANCIAL.COM

HTTPS://WWW.LINKEDIN.COM/COMPANY/957252/

AUM^*	196,379,630 13%
of that, discretionary	196,379,630 13%
Number of Employees	4 -33%
of those in investment advisory functions	4 -33%
Private Fund GAV^*	0
Avg Account Size	366,380 10%
% High Net Worth	34.69% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROI FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM264.2m	#Funds-
Adviser MAIN STREET FINANCIAL SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser OCEANSIDE ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM191.3m	#Funds-
Adviser REED FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM388.6m	#Funds-
Adviser BANNERMAN WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.6m	#Funds-
Adviser WILLIAM MACK & ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser INTENTIONAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM175.8m	#Funds-
Adviser NORTHWEST QUADRANT WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM579.7m	#Funds-
Adviser EQUISTAR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.6m	#Funds-
Adviser PHILLIP B. WHITE CO., INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM318.7m	#Funds-

Brochure Summary

Overview

Item 5: Additional Compensation ........................................................................................................................................................................................... 28 Item 6: Supervision ..................................................................................................................................................................................................................... 28 Item 2: Educational Background and Business Experience ................................................................................................................................................ 30 Item 3: Disciplinary Information ............................................................................................................................................................................................. 31 Item 5: Additional Compensation ........................................................................................................................................................................................... 32 Item 6: Supervision ..................................................................................................................................................................................................................... 32 Item 3: Table of Contents The firm is a limited liability company organized in the State of New Jersey. The inception date of the firm was April 14, 2009 and the firm became approved in August of 2009; the principal owner is Mark Stuart Friedenthal. Friedenthal Financial, LLC (hereinafter “FF”) offers the following services to advisory clients: Investment Supervisory Services FF offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. FF creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring FF evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. FF offers two strategies for investment supervisory services: Strategic Asset Allocation (static) and Tactical Asset Allocation (dynamic). Financial Planning and Consulting FF provides a variety of Financial Planning and Consulting services which may include but are not limited to Portfolio Reviews, Comprehensive Risk Tolerance Assessment, Evaluation of Financial Longevity, Retirement Readiness, Participant Directed 401(k)/403(b) Portfolio Review, Retirement Plan level Advisory Consulting, and other ad- hoc projects. These services are billed per project or on an hourly basis, as negotiated and agreed with client. The fee structure is documented in the Financial Consulting Services Agreement and paid in arrears by client. A. Description of the Advisory Firm B. Types of Advisory Services Services Limited to Specific Types of Investments FF limits its investment advice and money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate, hedge funds, third party money managers, REITs, insurance products including annuities, private placements, government securities, and options. FF may use other securities as well to help diversify a portfolio when applicable. FF offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may not impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. FF does not participate in any wrap fee programs. FF has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 158,435,117.00 $ 6,333,164.00 December 2023 Additionally, FF has $1,935,673 in assets under advisement. Clients should be advised that lower fees for comparable services may be available from other sources. Investment Supervisory Services Fees FF offers two investment management services: Strategic Asset Allocation and Tactical Asset Allocation. Strategic Asset Allocation is a static (constant target) asset allocation, C. Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs E. Amounts Under Management

FRIEDENTHAL FINANCIAL, LLC

FRIEDENTHAL FINANCIAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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FRIEDENTHAL FINANCIAL, LLC FRIEDENTHAL FINANCIAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FRIEDENTHAL FINANCIAL, LLC

FRIEDENTHAL FINANCIAL, LLC