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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 312 1.63%
of those in investment advisory functions 190 1.60%
Registration SEC, Approved, 11/21/2013
AUM* 300,897,738,311 3.09%
of that, discretionary 300,011,779,722 3.12%
Private Fund GAV* 5,464,131,745
Avg Account Size 2,686,586,949 4.01%
SMA’s Yes
Private Funds 17 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

291B 249B 208B 166B 125B 83B 42B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeSecuritized Asset Fund Count11 GAV$4,075,255,440
Fund TypeOther Private Fund Count6 GAV$1,388,876,305

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464288646 Stock NameISHARES SHORT TERM CORPORATE ETF $ Position$499,357,478 % Position45.00% $ Change17315.00% # Change17639.00%
Stck Ticker464288513 Stock NameISHARES IBOXX H/Y CORP BOND $ Position$196,860,006 % Position18.00% $ Change-35.00% # Change-33.00%
Stck Ticker464287242 Stock NameISHARES IBOXX INVESTMENT GRADE $ Position$153,585,278 % Position14.00% $ Change-85.00% # Change-84.00%
Stck Ticker92206C813 Stock NameVANGUARD LONG TERM CORPORATE BOND $ Position$45,929,876 % Position4.00% $ Change-7.00% # Change1.00%
Stck Ticker78464A367 Stock NameING SPDR BLOOMBERG BARCLAYS LONG TERM ET $ Position$32,112,347 % Position3.00% $ Change-8.00% # Change0.00%
Stck Ticker464289511 Stock NameISHARES 10 YEAR INVEST GRADE CORP $ Position$18,628,740 % Position2.00% $ Change-7.00% # Change1.00%
Stck Ticker46435G672 Stock NameISHARES CORE INTL AGGREGATE BND ET $ Position$15,659,904 % Position1.00% $ Change-2.00% # Change2.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$15,615,937 % Position1.00% $ Change-8.00% # Change0.00%
Stck Ticker674215207 Stock NameCHORD ENERGY CORP $ Position$9,695,474 % Position1.00% $ Change-10.00% # Change0.00%
Stck Ticker921937793 Stock NameVANGUARD LONG TERM BOND INDEX FUND $ Position$9,333,852 % Position1.00% $ Change-7.00% # Change3.00%

Brochure Summary