9AT: RUNDE & CO. LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 11/20/2013
Other registrations (1)	Washington, Terminated, 12/05/2013
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	209,495,000 14%
of that, discretionary	209,495,000 14%
Number of Employees	2 -33%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,369,248 6%
% High Net Worth	89.80% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FAIRVIEW CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser LIND CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.0m	#Funds-
Adviser C.J. LAWRENCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.5m	#Funds-
Adviser MCRAE CAPITAL MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM795.0m	#Funds-
Adviser WILKINS INVESTMENT COUNSEL, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM45.0m	#Funds-
Adviser POWER ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM175.0m	#Funds-
Adviser CHECKS & BALANCES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM251.1m	#Funds-
Adviser TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM113.7m	#Funds-
Adviser KCM INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.0b	#Funds-

Brochure Summary

Overview

Runde & Co. LLC is an independent, SEC registered investment advisor offering investment management services. The Runde & Co. LLC investment team is led by Elizabeth G. A. Runde and Kevin Casey Runde who have more than 80 years combined investment experience. Investments are made in stocks, bonds and mutual funds. Runde & Co. LLC is owned and operated by Elizabeth Runde (51%) and Casey Runde (49%). The firm, formerly known as Runde & Co. Incorporated was founded in 1992 by Elizabeth Runde and Casey Runde. Runde & Co. LLC seeks to achieve solid risk-adjusted investment returns for its investors through the construction and management of highly diversified portfolios of equity securities. The investment strategy is a fundamentally based, process-driven investment approach. Runde’s objective methodology, based on a proprietary filter developed in-house, is designed to identify undervalued and overvalued stocks. There are a number of benefits to a process-driven investment strategy and specifically to the Runde

strategy. The primary benefit is that the Runde implementation creates and facilitates a dispassionate, unbiased approach to investing which is replicable and in which stock selection criteria can be uniformly applied. A secondary benefit is that a systematic approach allows for greater diversification of the assets which contributes to better risk- adjusted performance and a reduction of the company-specific risks inherent in the marketplace. Lastly, Runde portfolios have very low turnover. Investment advice is limited to stocks, bonds and mutual funds. Client portfolios are tailored to specific needs through asset allocation. Asset allocation is established for each client and reviewed regularly. For some clients, bonds and mutual funds are included in their overall asset allocation. Clients are able to impose restrictions on investing in certain securities when they sign the Runde & Co. LLC suitability agreement. Runde & Co. LLC has assets under management of $160,985,761 million as of 12/31/2022.

RUNDE & CO. LLC

RUNDE & CO. LLC

RUNDE $ CO INCORPORATED

RUNDE INVESTMENT MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RUNDE & CO. LLC RUNDE & CO. LLC RUNDE $ CO INCORPORATED RUNDE INVESTMENT MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RUNDE & CO. LLC

RUNDE & CO. LLC

RUNDE $ CO INCORPORATED

RUNDE INVESTMENT MANAGEMENT