Description of the Firm Eastspring Investments Incorporated (the “Adviser”) was incorporated in Delaware on April 9, 2012 and became registered with the SEC on January 16, 2014. The Adviser is a wholly-owned indirect subsidiary of Prudential plc, a company incorporated in the United Kingdom (the "UK Parent") that is publicly listed on the London Stock Exchange and Hong Kong Stock Exchange. The UK Parent and its subsidiaries constitute one of the world's leading insurance and financial services groups. The UK Parent is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America. The Adviser is part of Eastspring Investments, the UK Parent’s asset management business. As such it is affiliated with other entities engaged in providing investment advisory and other related services in the US as well as globally. The Adviser’s primary office is in Chicago, Illinois. Services The Adviser provides introductory services, marketing, sales servicing, and client support in the US on behalf of Eastspring Investment (Singapore) Limited (“Eastspring Singapore”). Eastspring Singapore is an affiliated investment management entity that is domiciled and registered under, among other regulatory bodies, the Monetary Authority of Singapore (MAS). Eastspring Singapore is also registered with the SEC as a registered investment adviser. The Adviser seeks to identify and introduce institutional client prospects to Eastspring Singapore and its various Asian-focused and global equity and fixed income strategies. Such prospects, once

introduced, would contract directly with Eastspring Singapore for any investment management or advisory services. In marketing Eastspring Singapore’s services, the Adviser’s employees often make recommendations about securities that constitute investment advice. For example, in some cases the Adviser’s employees will recommend an asset allocation that favors investments in Asian securities. In such circumstance, the Adviser’s client would be the prospects. Eastspring Singapore, and not a prospect, directly compensates the Adviser for its marketing and any advisory services provided in that context by the Adviser. The Adviser does not contract directly with any prospective client, nor does it have any discretion over client assets, nor does it trade, deal or direct trading in any security, client account or fund. The Adviser does not receive or retain any assets or securities, nor does it serve as a custodian or direct any custodial decisions. Investment Restrictions Not applicable. When the Adviser’s employees recommend an asset allocation that favors investments in Asian or emerging market securities or discuss certain Asian or emerging P a g e | 2 market securities holdings with prospects, their recommendations are not tailored to the individual needs of the prospect. Wrap Fee Programs The Adviser does not provide portfolio management or other services in connection with wrap fee programs. Assets Under Management As explained above, the Adviser makes general recommendations about allocations to strategies primarily involving Asian securities but does not have assets under management.