Adviser Profile

As of Date 06/27/2026
Registration status Terminated
ADV Location ROSEVILLE, CA, United States
Contact Info 916 xxxxxxx
Websites
AUM* 1,500,673,606 32%
of that, discretionary 1,500,673,606 33%
Number of Employees 10 11%
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 1,237,159 15%
% High Net Worth 46.06% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 858M 643M 429M 214M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary