9AT: WEALTHVIEW CAPITAL, LLC

Adviser Profile

As of Date	06/09/2026
Registration	SEC, Approved, 04/02/2014
Other registrations (5)	Mississippi, Terminated, 04/16/2014 Alabama, Terminated, 04/03/2014 Louisiana, Terminated, 04/03/2014 Texas, Terminated, 04/03/2014 Tennessee, Terminated, 05/31/2013
ADV Location	JACKSON, MS, United States
Contact Info	601 xxxxxxx
Websites

AUM^*	319,473,403 18%
of that, discretionary	316,943,514 19%
Number of Employees	9 50%
of those in investment advisory functions	4 100%
Private Fund GAV^*	0
Avg Account Size	586,190 16%
% High Net Worth	40.41% 8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ATWATER WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM248.2m	#Funds-
Adviser RICHARD P. SLAUGHTER ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM905.2m	#Funds-
Adviser FAMILY DYNASTY ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM52.3m	#Funds-
Adviser JRP CAPITAL CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM108.5m	#Funds-
Adviser ASPEN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM657.8m	#Funds-
Adviser HARBOR FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM316.4m	#Funds-
Adviser TEVIS INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM234.8m	#Funds-
Adviser FIDUCIARY FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser MOISAND FITZGERALD TAMAYO, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser CAREY WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM222.8m	#Funds-

Brochure Summary

Overview

Wealthview Capital, LLC (“Wealthview” or “Advisor” or “Firm”) is a registered investment advisory firm located in Jackson, Mississippi. It was founded in 2009 by Samuel J. Taylor, its principal owner. The firm operates a second location in New Orleans, Louisiana. Wealthview provides fee-only investment advisory services to individuals, businesses, trusts, foundations, and qualified retirement plan sponsors throughout the United States. The Advisor is a fiduciary and currently offers the following services: - Comprehensive Wealth Management for retail investors which includes (a) the creation and maintenance of an internet-accessible, goals-based financial plan, (b) professional asset management on a discretionary basis of the assets intended to fund the goals within the client’s plan and (c) on-going personalized advice and service. - Millennial Growth Partnership is a special service offered to

younger individuals who have not yet accumulated significant financial assets but need and desire a relationship with a professional advisory firm. For those who qualify for this service the firm will offer a tailored level of services specific to the needs and desires of the client. - Goals-Based Financial Planning for retail investors wanting a financial plan only. - Professional Asset Management on a discretionary basis for retail and institutional investors and qualified retirement plan sponsors. - Fiduciary Consulting Services for qualified retirement plan sponsors. Wealthview does not provide or participate in any type of “wrap-fee” program. As of December 31, 2022, Wealthview provided portfolio management services on assets totaling $250,950,733 of which $246,414,843 is managed on a discretionary basis and $4,535,890 is managed or supervised on a non-discretionary basis.

WEALTHVIEW CAPITAL, LLC

WEALTHVIEW CAPITAL, LLC

TAYLOR CAPITAL MANAGEMENT

TAYLOR CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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WEALTHVIEW CAPITAL, LLC WEALTHVIEW CAPITAL, LLC TAYLOR CAPITAL MANAGEMENT TAYLOR CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WEALTHVIEW CAPITAL, LLC

WEALTHVIEW CAPITAL, LLC

TAYLOR CAPITAL MANAGEMENT

TAYLOR CAPITAL MANAGEMENT, LLC