Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 05/05/2014
ADV Location LA MESA, CA, United States
Contact Info 619 xxxxxxx
Websites
AUM* 411,940,000 25%
of that, discretionary 411,940,000 25%
Number of Employees 4 33%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 526,105 17%
% High Net Worth 54.60% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

412M 353M 294M 235M 177M 118M 59M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$23,953,262 % Position5.00% $ Change-46.00% # Change-44.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$23,953,262 % Position5.00% $ Change-46.00% # Change-44.00%
Stck Ticker46090A804 Stock NameINVESCO ACTIVELY MANAGED EXC $ Position$11,467,189 % Position3.00% $ Change-47.00% # Change-47.00%
Stck Ticker46090A804 Stock NameINVESCO ACTIVELY MANAGED EXC $ Position$11,467,189 % Position3.00% $ Change-47.00% # Change-47.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$7,636,879 % Position2.00% $ Change-51.00% # Change-52.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$7,636,879 % Position2.00% $ Change-51.00% # Change-52.00%
Stck Ticker46138E107 Stock NameINVESCO EXCH TRADED FD TR II $ Position$8,819,420 % Position2.00% $ Change-47.00% # Change-46.00%
Stck Ticker46138E107 Stock NameINVESCO EXCH TRADED FD TR II $ Position$8,819,420 % Position2.00% $ Change-47.00% # Change-46.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$9,797,297 % Position2.00% $ Change-44.00% # Change-44.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$9,498,727 % Position2.00% $ Change-45.00% # Change-46.00%

Brochure Summary