9AT: CONNING INVESTMENT PRODUCTS, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 06/05/2014
ADV Location	HARTFORD, CT, United States
Contact Info	860 xxxxxxx
Websites

AUM^*	572,024,783 18%
of that, discretionary	572,024,783 18%
Number of Employees	8
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	63,558,309 -61%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ANTHONY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM37.9m	#Funds-
Adviser INTERMEDE GLOBAL PARTNERS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser DEMIAN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.3m	#Funds-
Adviser COMPOUND GLOBAL ADVISORS, LLC	Hedge Fund3.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3m	AUM1.2b	#Funds2
Adviser RETURN ON INVESTMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM884.8m	#Funds-
Adviser METZLER-PAYDEN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser W.P. STEWART ASSET MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM266.0m	#Funds-
Adviser AMICORP WEALTH SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM188.5m	#Funds-
Adviser MOUNT STREET PORTFOLIO ADVISERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM18.6m	#Funds-

Brochure Summary

Overview

Conning Investment Products, Inc. (“CIP”) is a registered investment adviser with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. CIP began conducting its SEC-registered investment advisory business in 2014. CIP is a wholly-owned subsidiary of Conning & Company. CIP is also registered with the Ontario Securities Commission (“OSC”) to service clients domiciled in Canada. CIP specializes in managing fixed income investments on behalf of institutional and insurance company clients predominately domiciled in Canada. CIP offers a range of actively managed multi-sector strategies. As of December 31st, 2023, CIP’s assets under management totaled approximately $486 million, which are fully managed on a discretionary basis. CIP provides investment services for diversified third party clients. CIP’s client base includes various insurance companies and institutional clients predominately domiciled in Canada. Institutional Accounts CIP

primarily provides fixed income investment management services to institutional clients in Canada. CIP only manages the assets which are the subject of its management agreement and does not consider the client's other assets and other obligations. CIP receives authority to supervise and direct the investment of the assets on a discretionary basis in accordance with the clients’ written objectives and limitations as outlined in each individual client’s Investment Management Agreement. Clients may impose restrictions or limitations on investing in specific securities or specific types of securities. Other Related Investment Management Services An affiliated registered investment adviser, Octagon Credit Investors, may act as a sub- adviser in relation to investment advice with respect to collateralized loan obligations (“CLO”s). CIP utilizes an affiliated registered investment adviser, Conning, Inc. as a sub-adviser in relation to investment advice and management for Canadian-domiciled clients.

CONNING INVESTMENT PRODUCTS, INC.

CONNING INVESTMENT PRODUCTS, INC.

CONNING

CONNING RESEARCH & CONSULTING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

CONNING INVESTMENT PRODUCTS, INC. CONNING INVESTMENT PRODUCTS, INC. CONNING CONNING RESEARCH & CONSULTING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CONNING INVESTMENT PRODUCTS, INC.

CONNING INVESTMENT PRODUCTS, INC.

CONNING

CONNING RESEARCH & CONSULTING, INC.