| As of Date | 05/11/2026 |
| Registration | SEC, Approved, 06/24/2014 |
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| ADV Location | KNOXVILLE, TN, United States |
| Contact Info | 865 xxxxxxx |
| Websites |
| AUM* | 396,706,692 57% |
| of that, discretionary | 370,905,975 53% |
| Number of Employees | 12 9% |
| of those in investment advisory functions | 12 33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 99,450 -50% |
| % High Net Worth | 13.82% 18% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ROCHESTER INVESTMENTS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM69.5m | #Funds- | |
| Adviser ARTESA FINANCIAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM126.6m | #Funds- | |
| Adviser W & S MANAGEMENT SERVICES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM166.0m | #Funds- | |
| Adviser FORGE FINANCIAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM294.3m | #Funds- | |
| Adviser BANKPLUS WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM263.8m | #Funds- | |
| Adviser STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM73.2m | #Funds- | |
| Adviser INTEGRITY CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM180.5m | #Funds- | |
| Adviser ETFIDEA, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM392.9m | #Funds- | |
| Adviser CAPSTONE WEALTH MANAGEMENT CORP. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM109.4m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker808524300 | Stock NameSCHWAB STRATEGIC TR | $ Position$33,056,660 | % Position14.00% | $ Change17.00% | # Change0.00% |
| Stck Ticker78464A508 | Stock NameSPDR SERIES TRUST | $ Position$23,698,590 | % Position10.00% | $ Change8.00% | # Change0.00% |
| Stck Ticker808524755 | Stock NameSCHWAB STRATEGIC TR | $ Position$16,902,038 | % Position7.00% | $ Change31.00% | # Change22.00% |
| Stck Ticker025072604 | Stock NameAMERICAN CENTY ETF TR | $ Position$13,413,258 | % Position6.00% | $ Change42.00% | # Change19.00% |
| Stck Ticker025072877 | Stock NameAMERICAN CENTY ETF TR | $ Position$13,735,141 | % Position6.00% | $ Change44.00% | # Change28.00% |
| Stck Ticker025072885 | Stock NameAMERICAN CENTY ETF TR | $ Position$7,962,249 | % Position3.00% | $ Change18.00% | # Change2.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$7,050,011 | % Position3.00% | $ Change22.00% | # Change-4.00% |
| Stck Ticker66538J720 | Stock NameNORTHERN LIGHTS FD TR | $ Position$8,109,933 | % Position3.00% | $ Change18.00% | # Change8.00% |
| Stck Ticker78464A375 | Stock NameSPDR SERIES TRUST | $ Position$6,258,498 | % Position3.00% | $ Change7.00% | # Change8.00% |
| Stck Ticker78467V848 | Stock NameSSGA ACTIVE ETF TR | $ Position$5,916,133 | % Position2.00% | $ Change-3.00% | # Change-3.00% |