Adviser Profile

As of Date 02/16/2026
Registration SEC, Approved, 06/26/2014
Other registrations (1)
ADV Location FARMINGDALE, NY, United States
Contact Info 631 xxxxxxx
AUM* 135,000,000 -4%
of that, discretionary 135,000,000 -4%
Number of Employees 4 -20%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 428,571 20%
% High Net Worth 29.75% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

146M 125M 104M 83M 63M 42M 21M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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