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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 4
of those in investment advisory functions 4
Registration SEC, Approved, 7/10/2014
Other registrations (1)
AUM* 470,495,534 -3.44%
of that, discretionary 470,495,534 -3.44%
Private Fund GAV* 420,063,428 7.73%
Avg Account Size 42,772,321 5.34%
SMA’s No
Private Funds 11 1
Contact Info 917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
635M 544M 453M 363M 272M 181M 91M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count11 GAV$420,063,428

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Brochure Summary

Overview

University Ventures was founded in 2011 and is wholly owned by its three managers, Daniel Pianko, Gregg Rosenthal and Ryan Craig (the “Principals”). University Ventures provides investment advisory services to privately offered pooled investment funds and each of their related co-investment vehicles and special purpose vehicles (the “Funds” and individually, each a “Fund”) and may, in the future, provide advisory services to managed accounts (collectively with the Funds, the “Clients”). University Ventures manages each Client’s assets on a fully discretionary basis in accordance with the investment objectives outlined in the relevant Offering Documents (defined below) and/or investment management agreement for each Client. University Ventures focuses primarily on investing in buyout investment opportunities in portfolio companies (including, but not limited to, those related to lower middle market staffing, education technology companies, business services enterprises, technology companies servicing these markets, and select scaled training or education programs). With respect to the Funds, University Ventures manages each Fund in accordance with the relevant limited partnership agreement, investment management agreement, offering memorandum, or other applicable Fund documentation (collectively, “Offering Documents”), where applicable. Any Fund restrictions on investments are set forth in each respective Fund’s Offering Documents. University
Ventures does not tailor its investment advice to the individual investors in each Fund that it manages. As such, investors cannot impose restrictions on the types of investments made through the Funds. Subject to applicable law and each Fund’s Offering Documents, the general partners of the Funds have entered into side letter arrangements with certain investors and may continue to do so in the future. Certain side letters may have the effect of altering or supplementing the terms of such investors’ investments in a Fund, including by providing, among other things, different information rights, co-investment rights and other economic rights that may be material, reporting rights, excuse or exclusion rights, waiver of certain confidentiality obligations, certain rights or terms necessary in light of particular legal, regulatory, or policy requirements of a particular investor, additional obligations and restrictions with respect to structuring particular investments in light of the legal and regulatory considerations applicable to a particular investor, veto rights, and liquidity or transfer rights. University Ventures does not currently participate as a manager in any wrap fee programs. As of December 31, 2023, University Ventures managed approximately $470,495,534 of Client assets. All assets are managed on a discretionary basis. University Ventures does not manage any Client assets on a non-discretionary basis.