Keyes, Stange & Wooten Wealth Management, LLC (the “Firm or “Advisor”) is an investment advisor registered with the Securities and Exchange Commission (“SEC”). Our firm was established in 2003. There are three (3) principal owners (referred to as “Members” from this point forward): Marcus A. Wooten, Danielle M. Cinicolo, and Tara L. Bobelak. The Advisor provides fee based nondiscretionary investment advisory services to clients that are trustees or other fiduciaries to retirement plans (“Plan”) subject to the Employee Retirement Income Security Act of 1974 (“ERISA”). The Advisor performs one or more of the following services, as set forth in the Investment Advisory Agreement with the Plan client:
• Assists Plan client with selection of Third-Party Administrators (“TPA”) and plan design;
• Conducts Plan participant enrollment meetings;
• Provides general education to Plan participants about investment principles and financial planning (the Advisor does not provide any advice or recommendations with respect to Plan participants’ selection of investments);
• Reviews Plan investment choices and provides recommendations of investments to include in Plan-to- Plan client;
• Assists Plan client in the development of monitoring criteria for Plan assets; and
• Recommends 3(38) service providers to Plan client, where applicable. For Plan clients the Advisor limits its advice to investments in mutual funds, exchange traded funds (“ETF”), and annuities. The Advisor provides nondiscretionary investment advisory services to Plan clients as an investment advisor under the Investment Advisers Act of 1940 (“Advisers Act”) and is a fiduciary under the Advisers Act with respect to such services. In addition, if Plan client elects to engage the Advisor to perform ongoing investment monitoring and ongoing investment recommendation services to a Plan subject to ERISA in the client agreement, such services will constitute “investment advice” under the expanded Department of Labor definition and Section 3(21)(A)(ii) of ERISA. Therefore, the Advisor will be deemed a “fiduciary” as such term is defined under Section 3(21)(A)(ii) of ERISA in connection with those services. Plan clients should understand that

to the extent the Advisor is engaged to perform services other than ongoing investment monitoring and recommendations, those services are not “investment advice” under ERISA and therefore, the Advisor will not be a “fiduciary” under ERISA with respect to those other services. From time to time the Advisor may make the Plan client or Plan participants aware of and may offer services available from the Advisor that are separate and apart from the services described herein. 1 Registration does not imply a certain level of skill or training. Such other services may be services to the Plan, to a Plan client with respect to Plan client's responsibilities to the Plan and/or to one or more Plan participants. In offering any such services, the Advisor is not providing the services discussed herein or acting as a fiduciary under ERISA with respect to such offering of services. If any such separate services are offered to a client, the client will make an independent assessment of such services without reliance on the advice or judgment of the Advisor. A separate client relationship may develop with the Advisor in any of the following ways:
• As a result of a Plan participant determining to purchase services from the Advisor not involving the Plan assets;
• As part of a financial plan, where any specific recommendations relate exclusively to assets held outside of the Plan; or
• Through a Plan participant’s retirement account rollover. If a client relationship develops with a Plan participant apart from the Plan, the Advisor will complete a separate investment advisory agreement with the Plan participant that will exclude investment advice on Plan assets. The Plan participant will retain sole discretionary authority regarding whether to rollover his or her employer sponsored retirement account. The Advisor also provides portfolio management, develops financial plans, and assists individual clients on a discretionary and non-discretionary basis. Full descriptions of these programs are available in the Advisor’s ADV Part 2A Brochure, which is available upon request. On December 31, 2023, we managed approximately $ 288,059,210 in client assets on a discretionary basis and $28,416,660 on a non-discretionary basis.