9AT: LOWELL ROAD ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	02/07/2026
Registration	SEC, Approved, 08/05/2014
Other registrations (4)	California, Terminated, 09/07/2014 Florida, Terminated, 08/08/2014 New Jersey, Terminated, 08/08/2014 New York, Terminated, 08/08/2014
ADV Location	MANHASSET, NY, United States
Contact Info	516 xxxxxxx
Websites

AUM^*	50,271,809 15%
of that, discretionary	25,132,957 18%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	418,932 14%
% High Net Worth	53.72% 22%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DAVIDSON WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.4m	#Funds-
Adviser BCAS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM465.7m	#Funds-
Adviser GALLAGHER CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM263.1m	#Funds-
Adviser EQUITABLE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM42.5b	#Funds-
Adviser ASPIREAN WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM233.2m	#Funds-
Adviser ALLIANCE ADVISORY & SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM687.4m	#Funds-
Adviser MPM WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser SPARTAN PLANNING GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM383.7m	#Funds-
Adviser ROBERTSON INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM534.1m	#Funds-
Adviser PALISADES HUDSON ASSET MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4m	AUM1.8b	#Funds3

Brochure Summary

Overview

Firm Description Lowell Road Asset Management, Inc. (“LRAM”) was founded on April 26, 2012. Todd Michael Greenberg is 100% owner. Types of Advisory Services ASSET MANAGEMENT LRAM offers both discretionary and non-discretionary direct asset management services to advisory clients. For discretionary based accounts, the client will authorize LRAM discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement. In a non-discretionary based account, LRAM will determine the securities to be bought or sold and the amount of the securities to be bought or sold. However, LRAM will obtain prior client approval before executing any transactions. LRAM will offer clients ongoing portfolio management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment

program will be based on the above factors. SEMINARS LRAM holds seminars and workshops to educate the public on different types of investments and the different services they offer. The seminars are educational in nature and no specific investment or tax advice is given. LRAM does not charge a fee for attendance to these seminars. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objective. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written client consent. Wrap Fee Programs LRAM does not sponsor any wrap fee programs. Client Assets under Management LRAM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $18,484,055 $20,682,383 December 31, 2023

LOWELL ROAD ASSET MANAGEMENT, INC.

LOWELL ROAD ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

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LOWELL ROAD ASSET MANAGEMENT, INC. LOWELL ROAD ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LOWELL ROAD ASSET MANAGEMENT, INC.

LOWELL ROAD ASSET MANAGEMENT, INC.