9AT: STAR MOUNTAIN FUND MANAGEMENT, LLC

other names

STAR MOUNTAIN FUND MANAGEMENT, LLC
STAR MOUNTAIN - PA SMALL BUSINESS CO-INVESTMENT PLATFORM GP, LLC (RELYING ADVISER)
STAR MOUNTAIN SMB MULTI-MANAGER CREDIT PLATFORM GP, LLC (RELYING ADVISER)
STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II GP, LLC (RELYING ADVISER)
STAR MOUNTAIN - SF CO-INVESTMENT PLATFORM GP, LLC (RELYING ADVISER)

Adviser Profile

As of Date	03/28/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	83 28%
of those in investment advisory functions	25 -62%
Registration	SEC, Approved, 08/11/2014
Other registrations (1)	SEC, ERA - Withdrawn, 07/29/2014

AUM^*	3,959,272,846 24%
of that, discretionary	3,413,498,143 25%
Private Fund GAV^*	3,305,437,108 -8%
Avg Account Size	119,977,965 -13%
SMA’s	Yes
Private Funds	30 16
Contact Info	646 xxxxxxx
Websites

Client Types

- Business development companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count28	GAV$3,305,437,108
Fund TypeOther Private Fund	Count2	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STELLEX CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4b	AUM5.0b	#Funds25
Adviser PALLADIUM EQUITY PARTNERS ADVISOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.1b	AUM3.4b	#Funds5
Adviser LIBERTY STRATEGIC CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.1b	AUM3.1b	#Funds4
Adviser VISION RIDGE PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.9b	AUM4.9b	#Funds22
Adviser HOLLYPORT CAPITAL LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund750.0m	Total Private Fund GAV8.6b	AUM5.9b	#Funds30
Adviser TENEX CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.7b	AUM4.7b	#Funds14
Adviser HUNTER POINT CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund168.0m	Total Private Fund GAV2.6b	AUM5.5b	#Funds36
Adviser MAIN POST PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM3.6b	#Funds10
Adviser ARA PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.7b	AUM6.2b	#Funds44
Adviser GAMUT CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.2b	AUM3.2b	#Funds19

Brochure Summary

Overview

The Adviser is an investment advisory firm with its principal place of business in New York, New York. The Adviser commenced operations in June of 2010. The Adviser is owned by Star Mountain Holdings, LP, a Delaware limited partnership, which is owned by Star Mountain Capital, LLC, a Delaware limited liability company, which is owned by Brett A. Hickey (the “Managing Member”). The Adviser provides investment advisory services to its clients, both on a discretionary and non- discretionary basis, which are currently pooled investment vehicles (the “Funds”), including a Fund that is registered under the Investment Company Act of 1940 (“IC Act”) as a closed-end business development company, and separately managed accounts (the “Accounts”) intended for institutional and other sophisticated investors (collectively, the “Clients”). The Adviser provides investment advisory services to the Clients based on each Client’s

specific investment objectives and strategies as set forth in each Client’s investment management agreement, organizational documents, subscription agreements, Side Letters (as defined in Item 8) or operating agreements (collectively, “Offering Documents”). Certain Clients have investment restrictions on investing in certain securities or other assets, to the extent that such securities are outside the applicable Client’s existing investment program. In certain situations, the Adviser is able to tailor its advisory services and investments based on specific Client objectives and/or investment strategies as agreed to with such Client’s investors. As of March 22, 2024, the Adviser had approximately $3,878,021,174 in client regulatory assets under management. As of that date, the Adviser managed approximately $3,332,724,970 on a discretionary basis and approximately $545,296,204 on a non-discretionary basis.

STAR MOUNTAIN FUND MANAGEMENT, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

Private Funds

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