Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 09/15/2014
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 3,238,897,410 23%
of that, discretionary 3,238,897,410 23%
Number of Employees 15 67%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 647,779,482 23%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 925M 463M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$154,059,404 % Position15.00% $ Change # Change
Stck Ticker46435U853 Stock NameISHARES TR $ Position$112,336,005 % Position11.00% $ Change450.00% # Change447.00%
Stck Ticker66538R540 Stock NameNORTHERN LTS FD TR III $ Position$81,245,487 % Position8.00% $ Change25.00% # Change1.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$84,236,160 % Position8.00% $ Change450.00% # Change447.00%
Stck Ticker78468R622 Stock NameSPDR SERIES TRUST $ Position$84,363,744 % Position8.00% $ Change451.00% # Change447.00%
Stck Ticker92511U102 Stock NameVERRA MOBILITY CORP $ Position$7,075,115 % Position1.00% $ Change49.00% # Change401.00%
Stck Ticker20825C104 Stock NameCONOCOPHILLIPS $ Position$7,059,196 % Position1.00% $ Change # Change
Stck Ticker12503M108 Stock NameCBOE GLOBAL MKTS INC $ Position$7,222,830 % Position1.00% $ Change # Change
Stck Ticker477143101 Stock NameJETBLUE AIRWAYS CORP $ Position$6,889,660 % Position1.00% $ Change # Change
Stck Ticker15135U109 Stock NameCENOVUS ENERGY INC $ Position$7,175,077 % Position1.00% $ Change # Change

Brochure Summary