9AT: ALTUS WEALTH MANAGEMENT, LLC

Adviser Profile

As of Date	04/30/2026
Registration	SEC, Approved, 09/12/2014
Other registrations (4)	Indiana, Terminated, 05/01/2015 Ohio, Terminated, 05/01/2015 Texas, Terminated, 05/01/2015 Kentucky, Terminated, 10/14/2014
ADV Location	FT. MITCHELL, KY, United States
Contact Info	859 xxxxxxx
Websites

AUM^*	405,169,835 27%
of that, discretionary	405,169,835 27%
Number of Employees	5 25%
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
Avg Account Size	692,598 4%
% High Net Worth	53.85% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LIGHTHOUSE FINANCIAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.1m	#Funds-
Adviser MONTE FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM482.4m	#Funds-
Adviser WISDOM WEALTH STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM190.5m	#Funds-
Adviser GDS WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8b	#Funds-
Adviser HERITAGE RETIREMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM351.1m	#Funds-
Adviser THEORY FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM319.2m	#Funds-
Adviser WALKER ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM315.3m	#Funds-
Adviser CHIRON CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM242.6m	#Funds-
Adviser THE RETIREMENT SOLUTION LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM699.4m	#Funds-
Adviser SPURSTONE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM192.1m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker922908769	Stock NameVANGUARD INDEX FDS	$ Position$48,230,543	% Position21.00%	$ Change-4.00%	# Change0.00%
Stck Ticker46090E103	Stock NameINVESCO QQQ TR	$ Position$36,918,712	% Position16.00%	$ Change-7.00%	# Change-1.00%
Stck Ticker46137V449	Stock NameINVESCO EXCHANGE TRADED FD T	$ Position$35,578,276	% Position16.00%	$ Change-1.00%	# Change2.00%
Stck Ticker464287507	Stock NameISHARES TR	$ Position$30,587,321	% Position14.00%	$ Change29.00%	# Change26.00%
Stck Ticker46434V621	Stock NameISHARES TR	$ Position$30,994,249	% Position14.00%	$ Change1.00%	# Change0.00%
Stck Ticker46434V456	Stock NameISHARES TR	$ Position$22,863,231	% Position10.00%	$ Change6.00%	# Change4.00%
Stck Ticker46435G219	Stock NameISHARES TR	$ Position$3,151,677	% Position1.00%	$ Change3.00%	# Change4.00%
Stck Ticker46641Q159	Stock NameJ P MORGAN EXCHANGE TRADED F	$ Position$2,513,533	% Position1.00%	$ Change4.00%	# Change5.00%
Stck Ticker78462F103	Stock NameSTATE STR SPDR S&P 500 ETF T	$ Position$1,682,430	% Position1.00%	$ Change-6.00%	# Change-1.00%
Stck Ticker78468R408	Stock NameSPDR SERIES TRUST	$ Position$3,133,266	% Position1.00%	$ Change4.00%	# Change5.00%

Brochure Summary

Overview

Altus Wealth Management is a limited liability company providing investment advisory services to individuals and businesses. Altus Wealth Management was formed on March 29, 2010. The firm is owned in equal share amounts by , The Altus OC Group Inc, William H. Doepker, and Andrew M. Hermes. Altus Wealth Management provides its clients with discretionary investment management services. These services may include assistance in determining risk and return objectives for clients in relation to their other holdings, defining the asset configuration designed to meet client objectives, selecting securities designed to meet client objectives, and assuming discretionary responsibility for all aspects of day-to-day management and investment of the client's account. Altus Wealth Management offers its services through separate account management. Altus Wealth Management offers three different investment models, namely Altus Select, Altus Premier and Altus Preservation. Altus Select is for account balances lower than $300,000 and Altus Premier is for account balances greater than $300,000. Both models primarily utilize Exchange Traded Funds (“ETF”s) and mutual funds for the equity component and any alternative asset class investment exposure in the portfolio. Altus Select primarily utilizes ETF's and mutual funds for the fixed income portion of the portfolio and Altus Premier primarily utilizes individual bonds for the fixed income portion of the portfolio.

Altus Preservation is a fixed-income portfolio utilizing individual fixed income securities for account balances greater than $300,000. Altus Wealth Management strategies typically hold investments longer than 12 months, however, we may hold investments for less than twelve months and in some cases, for less than 30 days. Altus Select and Altus Premier clients may be offered the opportunity to participate in limited offerings. Please note, in some instances, only accredited investors can invest in limited offerings. Altus Wealth Management also provides financial planning for its clients. Services begin with a consultation during which pertinent information about a client's financial circumstances and objectives are discussed, and after which Altus Wealth Management will produce a financial plan. The fee charged for this service is generally an hourly rate of $250.00, and a $250.00 retainer may be payable upon signing the agreement. This fee constitutes a credit balance against which hourly fees will be charged. Consulting services may be delivered over the phone, in person or by electronic means. Any balance due will generally be payable within 15 calendar days of delivery of the agreed upon financial plan. Any unearned fees will be refunded at the completion of the services. Discretionary assets under management as of March 20, 2024 are $319,630,216. Altus Wealth Management does not currently manage any assets on a non-discretionary basis.

ALTUS WEALTH MANAGEMENT, LLC

ALTUS WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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ALTUS WEALTH MANAGEMENT, LLC ALTUS WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

ALTUS WEALTH MANAGEMENT, LLC

ALTUS WEALTH MANAGEMENT, LLC