9AT: STEEPROCK CAPITAL

Adviser Profile

As of Date	06/24/2026
Registration	SEC, Approved, 09/23/2014
ADV Location	GREENWICH, CT, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	2,625,124,488 80%
of that, discretionary	219,571,038 49%
Number of Employees	12 33%
of those in investment advisory functions	8 14%
Private Fund GAV^*	0
Avg Account Size	238,647,681 48%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Insurance companies
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name DEJOY & CO	Filing Date10/22/2025	Form ADV-E View Report
Accounting Firm Name DEJOY & CO	Filing Date11/25/2024	Form ADV-E View Report
Accounting Firm Name DEJOY & CO	Filing Date11/29/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LIONHEART STRATEGIC MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund12.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.4m	AUM508.7m	#Funds2
Adviser TGM ASSOCIATES L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund3.7b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7b	AUM3.7b	#Funds7
Adviser MORGAN PROPERTIES SPECIAL SITUATIONS II LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser EAGLEBROOK ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM342.0m	#Funds-
Adviser SAROFIM REALTY ADVISORS LLC	Hedge Fund633.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV633.9m	AUM1.2b	#Funds3
Adviser PRACTICE FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM436.8m	#Funds-
Adviser INTERCAROLINA FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM85.4m	#Funds-
Adviser SEGAL MARCO ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.5b	Total Private Fund GAV2.5b	AUM50.2b	#Funds4
Adviser INGHAM RETIREMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser GSAM STABLE VALUE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.4b	#Funds-

Brochure Summary

Overview

Identify your principal owner(s). SteepRock Capital II LLC (dba SteepRock Capital) is the successor firm to SteepRock Capital LLC a real estate investment firm founded in October 2009 by John Bucci and Matthew Mitchell. In August 2014, SteepRock Capital II LLC (“SteepRock”) was formed. SteepRock is a Delaware limited liability company and its managing members are Matthew Mitchell and John Bucci (together, the “Managing Partners”). Please see our Form ADV Part 1 for additional information regarding SteepRock’s direct and indirect ownership. SteepRock is a private real estate advisory and asset management firm with a focus on mezzanine loans, subordinate debt, mortgages on institutional quality real estate assets and other real estate investments. SteepRock provides non- discretionary advisory and asset management services to a few select institutional clients as well as discretionary investment and asset management services to SteepRock Real Estate Yield Investors, LLC. specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you offer, and disclose that your advice is limited to those types of investments. SteepRock provides investment advisory and asset management services with respect to real estate mezzanine loans, mortgages and other real estate investments. individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. SteepRock tailors its advisory

services to the specific investment objectives and restrictions of each client. Although SteepRock intends to primarily invest in real estate mezzanine loans, mortgages and other real estate investments, SteepRock has broad and flexible investment authority with respect to SteepRock Real Estate Yield Investors, LLC. services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. SteepRock does not participate in wrap fee programs. on a discretionary basis and the amount of client assets you manage on a non- discretionary basis. Disclose the date “as of” which you calculated the amounts. SteepRock currently provides advisory and asset management services to three accounts that are classified as 3(c)(5) funds (“Exempt Accounts”) which are exempt from registration from the Investment Company Act of 1940, as amended (the “Investment Company Act”), and the securities of the Exempt Accounts are not registered under the Securities Act of 1933, as amended (the “Securities Act”). SteepRock serves as the investment adviser/asset manager under an Asset Management Agreement for five unaffiliated institutional accounts and three joint venture vehicles. SteepRock has not been given discretionary investing authority for those advisory client accounts. SteepRock gives discretionary investment and asset management services for SteepRock Real Estate Yield Investors LLC. As of December 31, 2023, SteepRock had approximately $1.455BB of regulatory assets under management of which approximately $147 million is managed on a non-discretionary basis.

STEEPROCK CAPITAL

STEEPROCK CAPITAL

STEEPROCK CAPITAL II LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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STEEPROCK CAPITAL STEEPROCK CAPITAL STEEPROCK CAPITAL II LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

STEEPROCK CAPITAL

STEEPROCK CAPITAL

STEEPROCK CAPITAL II LLC