Adviser Profile

AUM* 599,623,650 31%
of that, discretionary 227,334,556 14%
Number of Employees 16 -20%
of those in investment advisory functions 16 -20%
Private Fund GAV* 0
Avg Account Size 207,339 18%
% High Net Worth 5.61% 27%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

372M 319M 266M 213M 160M 106M 53M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker381430503 Stock NameGOLDMAN SACHS ETF TR $ Position$2,005 % Position15.54% $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$1,156 % Position8.96% $ Change # Change
Stck Ticker464287655 Stock NameISHARES TR $ Position$991 % Position7.68% $ Change # Change
Stck Ticker46429B663 Stock NameISHARES TR $ Position$981 % Position7.60% $ Change # Change
Stck Ticker46138E362 Stock NameINVESCO EXCHNG TRADED FD TR $ Position$967 % Position7.49% $ Change # Change
Stck Ticker33734X846 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$949 % Position7.35% $ Change # Change
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$826 % Position6.40% $ Change # Change
Stck Ticker464288760 Stock NameISHARES TR $ Position$760 % Position5.89% $ Change # Change
Stck Ticker33734X192 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$735 % Position5.70% $ Change # Change
Stck Ticker316092808 Stock NameFIDELITY COVINGTON TR $ Position$580 % Position4.49% $ Change # Change

Brochure Summary