Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 11/03/2014
Other registrations (1)
ADV Location CORONA, CA, United States
Contact Info 844 xxxxxxx
Websites
AUM* 668,641,467 2%
of that, discretionary 668,641,467 0%
Number of Employees 9
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 2,163,888 85%
% High Net Worth 78.48% 62%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

669M 573M 478M 382M 287M 191M 96M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$209,361,093 % Position32.00% $ Change15.00% # Change0.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$88,275,958 % Position13.00% $ Change9.00% # Change9.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$74,479,744 % Position11.00% $ Change35.00% # Change6.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$50,067,914 % Position8.00% $ Change11.00% # Change4.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$29,803,687 % Position4.00% $ Change7.00% # Change7.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$28,884,737 % Position4.00% $ Change3.00% # Change-4.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$11,960,591 % Position2.00% $ Change-16.00% # Change-28.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$13,461,387 % Position2.00% $ Change-7.00% # Change-7.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$13,122,506 % Position2.00% $ Change-10.00% # Change-13.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$14,366,830 % Position2.00% $ Change-3.00% # Change-3.00%

Brochure Summary