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Adviser Profile

As of Date 02/19/2025
Adviser Type - Large advisory firm
Number of Employees 7 -12.50%
of those in investment advisory functions 4 -20.00%
Registration SEC, Approved, 12/03/2014
AUM* 1,060,085,574 18.32%
of that, discretionary 714,282,844 28.76%
Private Fund GAV* 332,888,213 1.29%
Avg Account Size 1,959,493 75.63%
% High Net Worth 80.00% 3.64%
SMA’s Yes
Private Funds 14 1
Contact Info (71 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

555M 475M 396M 317M 238M 158M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$164,263,642
Fund TypePrivate Equity Fund Count2 GAV$59,222,618
Fund TypeReal Estate Fund Count7 GAV$88,035,535
Fund TypeVenture Capital Fund Count2 GAV$20,931,096
Fund TypeOther Private Fund Count1 GAV$435,322

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Brochure Summary