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Adviser Profile

Registration status Terminated
As of Date 03/19/2025
Adviser Type - Large advisory firm
Number of Employees 11 10.00%
of those in investment advisory functions 8
AUM* 228,988,940 12.53%
of that, discretionary 228,988,940 13.65%
Private Fund GAV* 0 -100.00%
Avg Account Size 414,085 31.86%
% High Net Worth 30.56% 17.18%
SMA’s Yes
Private Funds 0 1
Contact Info 208 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

220M 189M 157M 126M 94M 63M 31M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary