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Adviser Profile

As of Date 07/12/2024
Adviser Type - Large advisory firm
Number of Employees 11 10.00%
of those in investment advisory functions 8
Registration Nevada, Terminated, 08/28/2015
Other registrations (5)
AUM* 228,988,940 12.53%
of that, discretionary 228,988,940 13.65%
Private Fund GAV* 0 -100.00%
Avg Account Size 414,085 31.86%
% High Net Worth 30.56% 17.18%
SMA’s Yes
Private Funds 0 1
Contact Info 208 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
220M 189M 157M 126M 94M 63M 31M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$20,977,547 % Position16.00% $ Change # Change
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$15,418,765 % Position12.00% $ Change # Change
Stck Ticker464287457 Stock NameISHARES TR $ Position$15,611,309 % Position12.00% $ Change113528.00% # Change113708.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$15,546,646 % Position12.00% $ Change1.00% # Change-2.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$8,257,318 % Position6.00% $ Change9.00% # Change9.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$5,887,445 % Position4.00% $ Change30.00% # Change30.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$3,796,372 % Position3.00% $ Change5.00% # Change-5.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$2,686,798 % Position2.00% $ Change4.00% # Change5.00%
Stck Ticker05464C101 Stock NameAXON ENTERPRISE INC $ Position$2,777,920 % Position2.00% $ Change-6.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$3,138,293 % Position2.00% $ Change57.00% # Change51.00%

Brochure Summary