9AT: SEAWAY ADVISORS

Adviser Profile

As of Date	03/09/2026
Registration	SEC, Approved, 03/17/2015
Other registrations (1)	New York, Terminated, 03/13/2017
ADV Location	FAIRPORT, NY, United States
Contact Info	585 xxxxxxx
Websites

AUM^*	50,842,394 19%
of that, discretionary	50,842,394 19%
Number of Employees	2 -33%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	540,877 15%
% High Net Worth	29.79% -13%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EATON FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM382.2m	#Funds-
Adviser ALLRED HARRIS WEALTH MANAGEMENT.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM493.4m	#Funds-
Adviser CENTURY MANAGEMENT FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM679.5m	#Funds-
Adviser IVC WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM455.0m	#Funds-
Adviser SGL INVESTMENT ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM391.6m	#Funds-
Adviser LUKEN INVESTMENT ANALYTICS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM292.2m	#Funds-
Adviser J2 CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.7m	#Funds-
Adviser ADIRONDACK CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM422.3m	#Funds-
Adviser RICHARDSON WEALTH (USA) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM243.9m	#Funds-
Adviser GRANITE FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.2m	#Funds-

Brochure Summary

Overview

Seaway Advisors, Ltd. is a corporation headquartered in Fairport, NY. The Firm was started in June 2009, by co-owners, Terrance B. Mulhern (CEO) and Bradford L. McAdam (CFO). Each of the owners has over 30 years’ experience in investment management. (More information about Mr. Mulhern and Mr. McAdam is provided in the Supplement to this Brochure.) Investment management is our sole service. Seaway Advisors manages client portfolios on a fee only basis and receives no other compensation from wrap programs, brokerage commissions, etc. Client accounts are managed on a discretionary basis. Independent research of investment securities is used to build and manage client portfolios. Securities are purchased as long-term investments based on their potential for capital appreciation or income generation. The firm invests in common stocks, preferred stocks, corporate bonds, CDs, and United States government and agency bonds and municipal bonds. Where appropriate, exchange traded funds (ETFs) are used for diversification or for specific needs. Our investment expertise and advice is limited to the above investments. This

advice is also limited to these as long-term investments not as short-term trading vehicles. We do not invest in futures or other derivatives or private partnerships. Portfolios are managed based on the individual needs, goals, and risk tolerance of our clients. Clients may not all receive the same investments nor receive an investment in the same position size as other clients. Clients can impose restrictions on investments; please refer to the subsequent section on Investment Discretion. While Seaway Advisors does not offer financial planning services nor prepare financial plans, we may upon request provide complimentary reports to analyze the impact of different courses of action in retirement. These reports would analyze the impact of different withdrawal levels, debt reduction, IRA withdrawal taxation, purchase of a second home, etc. on retirement cash flows. There are no separate or additional fees charged for the preparation of these reports. As of December 31, 2023, Seaway Advisors managed discretionary client assets totaling $42.7 million. Item 4: Advisory Business 5 | P a g e

SEAWAY ADVISORS

SEAWAY ADVISORS

BRADFORD L. MCADAM

SEAWAY ADVISORS,LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SEAWAY ADVISORS SEAWAY ADVISORS BRADFORD L. MCADAM SEAWAY ADVISORS,LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SEAWAY ADVISORS

SEAWAY ADVISORS

BRADFORD L. MCADAM

SEAWAY ADVISORS,LTD.