9AT: GOODWIN CAPITAL ADVISERS, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 12/14/1971
ADV Location	HARTFORD, CT, United States
Contact Info	860 xxxxxxx
Websites

AUM^*	986,624,790 -3%
of that, discretionary	986,624,790 -3%
Number of Employees	9
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	197,324,958 35%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EMERALD ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds-
Adviser NEW CENTURY ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3b	#Funds-
Adviser OAKTREE FUND ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM14.1b	#Funds-
Adviser MEROS INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM321.0m	#Funds-
Adviser DIAMOND HILL CAPITAL MANAGEMENT INC	Hedge Fund31.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.0m	AUM29.4b	#Funds1
Adviser RESEARCH AFFILIATES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM27.8b	#Funds-
Adviser CLARIVEST ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-
Adviser WEDGE CAPITAL MANAGEMENT LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8b	#Funds-
Adviser SEGALL BRYANT & HAMILL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund140.3m	Total Private Fund GAV140.3m	AUM22.6b	#Funds11
Adviser QUEST INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-

Brochure Summary

Overview

Goodwin Capital Advisers, Inc. (“Goodwin”) is a registered investment adviser with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. Goodwin was founded on January 1, 2007 as a successor to the fixed income division of Phoenix Investment Counsel, which is now known as Virtus Investment Partners, founded in 1969. On November 18, 2011, Goodwin was purchased by Conning & Company, a Hartford, CT based investment management firm. Goodwin is a wholly owned subsidiary of Conning & Company. Goodwin specializes in managing fixed income investments on behalf of institutional clients. Goodwin offers a range of actively managed multi-sector strategies. As of December 31st, 2023, Goodwin’s total assets under management totaled approximately $1.0 billion, which are managed on a discretionary basis. Goodwin provides investment services for diversified third-party clients. Goodwin’s client base includes various corporate, public, and Taft- Hartley pension plans.

Institutional Accounts Goodwin provides fixed income investment management services to institutional clients. Goodwin only manages the assets which are the subject of its management agreement and does not consider the client's other assets and other obligations. Goodwin receives authority to supervise and direct the investment of the assets on a discretionary or non- discretionary basis in accordance with the clients’ written objectives and limitations as outlined in each individual clients Investment Management Agreement. Clients could impose restrictions or limitations on investing in specific securities or specific types of securities. Other Related Investment Management Services Goodwin also serves as sub-adviser for a Collective Investment Trust Fund within the Hand Composite Employee Benefit Trust sponsored by Hand Benefits & Trust Company. Goodwin has filed for an exemption from registration as a commodity trading adviser in accordance with CFTC Rule 4.14(a)(8).

GOODWIN CAPITAL ADVISERS, INC.

GOODWIN CAPITAL ADVISERS, INC.

PXP INSTITUTIONAL MARKETS GROUP, LTD.

PXP INSTITUTIONAL MARKETS GROUP LTD.

N/A

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GOODWIN CAPITAL ADVISERS, INC. GOODWIN CAPITAL ADVISERS, INC. PXP INSTITUTIONAL MARKETS GROUP, LTD. PXP INSTITUTIONAL MARKETS GROUP LTD. N/A

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GOODWIN CAPITAL ADVISERS, INC.

GOODWIN CAPITAL ADVISERS, INC.

PXP INSTITUTIONAL MARKETS GROUP, LTD.

PXP INSTITUTIONAL MARKETS GROUP LTD.

N/A