9AT: IMPAX ASSET MANAGEMENT LLC

Adviser Profile

As of Date	12/22/2025
Registration	SEC, Approved, 03/24/1972
ADV Location	PORTSMOUTH, NH, United States
Contact Info	603 xxxxxxx
Websites

AUM^*	8,942,785,264 -1%
of that, discretionary	8,942,785,264 -1%
Number of Employees	93 -19%
of those in investment advisory functions	30 11%
Private Fund GAV^*	0
Avg Account Size	331,214,269 -23%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Investment companies
- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CE INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.9b	#Funds-
Adviser HONEYWELL CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.2b	#Funds-
Adviser CAPITAL ADVISORS GROUP, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM23.0b	#Funds-
Adviser FIL INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.6b	#Funds-
Adviser CS MCKEE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.7b	#Funds-
Adviser OPTIMUM QUANTVEST CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM695.1m	#Funds-
Adviser BLACKSTONE ISG-I ADVISORS L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund768.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund253.1m	Total Private Fund GAV1.0b	AUM183.5b	#Funds17
Adviser VOYA INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM38.8b	#Funds-
Adviser NISA INVESTMENT ADVISORS, LLC	Hedge Fund696.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV696.7m	AUM343.9b	#Funds5
Adviser CLIFFWATER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund460.0m	Total Private Fund GAV460.0m	AUM48.5b	#Funds6

Brochure Summary

Overview

A. Description of the Adviser Impax Asset Management LLC (the “Adviser”) began operations in 1971. The Adviser is owned by Impax Asset Management Group plc (“Impax”), which is listed on the AIM market of the London Stock Exchange. As of September 30, 2023, the Adviser had discretionary Regulatory Assets under Management of $9,078,719,479. B. Types of Advisory Services The Adviser is a specialist asset manager focused on investing in companies and assets that are well positioned to benefit from the shift to a more sustainable global economy. We believe that capital markets will be shaped profoundly by global sustainability challenges, from climate change to gender equality, and these trends will drive growth for well-positioned companies and create risks for those unable or unwilling to adapt. The Adviser offers a well-rounded suite of investment solutions to registered investment companies and separately managed accounts of other investment advisers. Funds The Adviser manages registered investment company (mutual fund) clients known as the Impax Funds (each a “Fund” and, collectively, the “Funds”). The Adviser provides investment

management services in accordance with the applicable investment guidelines and restrictions regarding each Fund as set forth in the applicable Prospectus and Statement of Additional Information, including restrictions on investing in certain companies or securities. The Adviser manages each Fund in accordance with its investment guidelines and restrictions and does not tailor its advice to the individualized needs of any particular Fund shareholder or investor. An investment in a Fund does not create an advisory relationship between the Fund shareholder or investor and the Adviser. Separately Managed Accounts (“SMAs”) The Adviser provides ongoing investment services to SMAs for institutional clients (e.g., other investment advisers) based on the SMA client’s investment goals, objectives, time horizon and risk tolerance. Institutional clients retain the Adviser to manage their SMAs pursuant to a negotiated investment management agreement between the Adviser and the SMA client. As part of its institutional SMA business, the Adviser tailors its investment strategies to meet individual client investment needs and risk profiles.

IMPAX ASSET MANAGEMENT LLC

IMPAX ASSET MANAGEMENT LLC

PAX WORLD MANAGEMENT LLC

PAX WORLD MANAGEMENT CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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IMPAX ASSET MANAGEMENT LLC IMPAX ASSET MANAGEMENT LLC PAX WORLD MANAGEMENT LLC PAX WORLD MANAGEMENT CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

IMPAX ASSET MANAGEMENT LLC

IMPAX ASSET MANAGEMENT LLC

PAX WORLD MANAGEMENT LLC

PAX WORLD MANAGEMENT CORP.