Insignia Capital Group, L.P., a Delaware limited partnership ( “Insignia”) formed in 2011,
provides discretionary investment advisory services to Insignia Capital Partners, L.P. (the “Fund”),
Insignia Capital Partners (Parallel A), L.P. (the “Parallel Fund”), Insignia Capital Partners II, L.P.
(the “Fund II”) and Insignia Capital Partners II-A, L.P. (the “Parallel Fund II”) (together, the
“Combined Funds”), Delaware limited partnerships that are private investment funds. Insignia
Capital Partners GP, L.L.C., a Delaware limited liability company and an affiliate of Insignia (the
“General Partner”) and Capital Partners GP II, L.L.C., a Delaware limited liability company and
an affiliate of Insignia (the “General Partner II”) (together, the “General Partners”), serve as the
general partners of the Fund, Fund II, the Parallel Fund and Parallel Fund II. Insignia Capital
Group GP, L.L.C., serves as the general partner to Insignia.
The General Partners are subject to the Investment Advisers Act of 1940, as amended (the
“Advisers Act”) pursuant to Insignia’s registration in accordance with SEC guidance. This
Brochure also describes the business practices of the General Partners, which operate as advisory
businesses together with Insignia.
Insignia focuses on companies in the lower middle-market with low capital intensity, defensible
market positions and good growth prospects. Insignia seeks to generate attractive returns by
capitalizing on its strategic and operational experience to proactively and significantly improve
company performance and achieve superior growth through business excellence. Each Combined
Fund’s investment objectives and/or parameters are set forth in such
Combined Fund’s governing
documents and the private placement memorandum with respect thereto (the “Fund Documents”)
provided to each investor in such Combined Fund (each, an “Investor” or “Limited Partner”).
Unless otherwise expressly stated herein, the terms “Fund,” “Fund II”, “Parallel Fund”, “Parallel
Fund II” and “Combined Funds” do not include “Investors.”
Insignia does not tailor its advisory services to the individual needs of Investors, and Investors
may generally not individually impose restrictions on investing in certain securities or types of
investments. The Combined Funds’ Fund Documents set forth the Combined Funds’ investment
strategy, including guidelines regarding the types of securities in which the Combined Funds will
invest and portfolio limits (if any).
Insignia or the General Partners may from time to time cause the Combined Funds to enter into
side letter agreements or other similar agreements with one or more Investors that provide such
Investors with terms additional to or different from those set forth in the Fund Documents. Any
such side letter agreements or other similar agreements are also included in the definition of Fund
Documents.
Insignia is principally owned by David Lowe (Chief Executive Officer & Partner), Anthony
Broglio (Partner) and Melvyn Deane (Partner). The general partner of the Combined Funds is the
General Partners, which are principally owned by David Lowe, Anthony Broglio and Melvyn
Deane.
Insignia does not participate in wrap fee programs.
As of December 31, 2023, Insignia has a total of $882,649,044 in regulatory assets under
management across the Combined Funds, all of which is managed on a discretionary basis.