Adviser Profile

AUM* 1,347,928,530
of that, discretionary 1,311,233,938
Number of Employees 21
of those in investment advisory functions 21
Private Fund GAV* 0
Avg Account Size 415,642 -6%
% High Net Worth 21.96% -8%
SMA’s Yes
Private Funds 0 10

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 1B 937M 749M 562M 375M 187M
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A508 Stock NameSPDR SER TR $ Position$1,162,027 % Position17.00% $ Change9886.00% # Change-91.00%
Stck Ticker78464A409 Stock NameSPDR SER TR $ Position$1,019,554 % Position15.00% $ Change10341.00% # Change-90.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$830,313 % Position12.00% $ Change6536.00% # Change-93.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$759,520 % Position11.00% $ Change18096.00% # Change-84.00%
Stck Ticker46138E727 Stock NameINVESCO EXCH TRADED FD TR II $ Position$627,547 % Position9.00% $ Change13507.00% # Change-88.00%
Stck Ticker78464A821 Stock NameSPDR SER TR $ Position$379,310 % Position5.00% $ Change11233.00% # Change-90.00%
Stck Ticker78464A839 Stock NameSPDR SER TR $ Position$383,479 % Position5.00% $ Change12051.00% # Change-89.00%
Stck Ticker464288521 Stock NameISHARES TR $ Position$273,501 % Position4.00% $ Change9820.00% # Change-90.00%
Stck Ticker37954Y657 Stock NameGLOBAL X FDS $ Position$291,639 % Position4.00% $ Change9223.00% # Change-90.00%
Stck Ticker302635206 Stock NameFS KKR CAP CORP $ Position$280,964 % Position4.00% $ Change2507.00% # Change-97.00%