About Portico Wealth Advisors The firm was founded in January, 2010 and is owned by principals David J. Tarantino and Jonathan D. Leidy. Portico Wealth Advisors has been a registered investment advisor since January 2010.
Wealth Management Portico Wealth Advisors provides comprehensive wealth management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, and endowments.
Comprehensive wealth management may include any or all of the following:  Risk Management  Financial Planning  Investment Management Risk management services are included in the normal fee agreement and may include:  Risk Assessment  Potential for Loss Analysis  Insurance Review  Risk Reduction Techniques Financial planning services, described below, are included in the normal fee agreement.
Investment management is part of the normal fee agreement and includes the following steps:  Establish Client Profile oPersonal information (age, income, net worth, etc.) oInvestment objective (income, growth, liquidity, tax deferral, etc.) oInvestment horizon oRisk preference  Create Investment Policy Statement (IPS) oAsset allocation oObjectives oPortfolio rebalancing triggers oSpecial circumstances  Construct Portfolio oSelect investment vehicles (primarily exchange traded funds) that are suitable to client profile and investment policy oTax efficiency  Monitor Portfolio Performance oRebalance to target allocation, as appropriate oOn-going monitoring and analysis of investment vehicles Investment portfolios are tailored to the individual needs of each client (i.e., risk preference, time horizon, investment objective, and other considerations). Portico Wealth Advisors does offer four distinct models (each with varying risk profiles), which provide a “target allocation” for the majority of clients. Clients may impose restrictions on investing in certain securities or types of securities, provided said restrictions are mutually agreeable.
Example: A client’s

substantial real estate holdings might preclude the ownership of REITs in his/her portfolio.
Portico Wealth Advisors also provides investment advisory services to 401(k) and 403(b) Plan Sponsors. As investment advisors to Plan Sponsors, Portico Wealth Advisors provides:  Acting as 3(21) or 3(38) Fiduciaries to the Plan  Establishment of an Investment Committee  Customized Investment Policy Statement (IPS)  Recommendations for a Well-Diversified, Low-Cost Fund Menu  Participant Education  Ongoing Analysis and Monitoring of the Fund Menu  Recommendations for Plan Administration and Recordkeeping  Communication and Coordination with Administrator and Recordkeeper  Access to Questis, a software-based employee financial wellness platform We do not provide portfolio management services to a wrap fee program.
Financial Planning In addition to investment advice, Portico Wealth Advisor’s also provides comprehensive financial planning services, which are included within the standard AUM fee schedule. The planning service provided includes:  Goals and objectives setting  Risk assessment  Assessment of cash flow and liquidity needs  Capital sufficiency and liabilities analysis  Cash flow projections  Identification of special circumstances or requirements  Insurance planning  Estate planning  Tax recommendations Portico Wealth Advisor’s does not provide financial planning for non-investment management clients.
Assets Under Management As of December 31, 2023, Portico Wealth Advisors had assets under management (AUM) of $232.3 million on a discretionary basis and $0 assets under management on a non- discretionary basis.
In addition, we had $357.5 million in assets under advisement. These assets represent retirement plan assets whereby Portico provides investment advisory services to plan sponsors and plan participants. Services may include Investment Policy creation and implementation, compliance updates, fund menu creation, monitoring, and maintenance, and participant education and/or advice.