9AT: CORNELL CAPITAL

other names

CORNELL CAPITAL
CORNELL CAPITAL LLC
CORNELL CAPITAL GP III LP (RELYING ADVISER)
CORNELL CAPITAL GP II LP (RELYING ADVISER)

Adviser Profile

As of Date	04/30/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	31 -3%
of those in investment advisory functions	24
Registration	SEC, Approved, 06/02/2015

AUM^*	5,264,128,391 -21%
of that, discretionary	5,264,128,391 -21%
Private Fund GAV^*	5,914,395,527 -8%
Avg Account Size	250,672,781 -25%
SMA’s	No
Private Funds	20 2
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count20	GAV$5,914,395,527

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LOTUS INFRASTRUCTURE PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.6b	AUM7.6b	#Funds28
Adviser ARCTOS PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund15.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.1b	AUM14.1b	#Funds92
Adviser NOVACAP MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.9b	AUM8.4b	#Funds25
Adviser BASALT INFRASTRUCTURE PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.8b	AUM8.3b	#Funds33
Adviser CBRE INVESTMENT MANAGEMENT INFRASTRUCTURE INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.9b	AUM10.0b	#Funds16
Adviser ONE INVESTMENT MANAGEMENT US LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund8.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.2b	AUM8.2b	#Funds2
Adviser WELCH & FORBES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.9k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.9k	AUM9.2b	#Funds2
Adviser LNW	Hedge Fund-	Liquidity Fund-	Private Equity Fund35.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV35.8m	AUM7.7b	#Funds2
Adviser ODYSSEY INVESTMENT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.1b	AUM7.1b	#Funds18
Adviser WESTCAP MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund272.5m	Total Private Fund GAV7.6b	AUM8.8b	#Funds66

Brochure Summary

Overview

A. Description of Firm and Principal Owners. Cornell Capital LLC, a Delaware limited liability company, is a privately-held investment adviser founded in 2013 and indirectly wholly owned by its Chief Executive Officer, Henry Cornell. Cornell Capital HK Limited, a company incorporated in Hong Kong, is a relying adviser of Cornell Capital LLC. References to “Cornell” or “the Firm” herein include Cornell Capital LLC, Cornell Capital HK Limited and their respective affiliates, which are all operated as a single advisory business. B. Description of Advisory Services. Cornell provides and is expected to continue to provide investment advisory services to closed-end, private equity, and privately-placed limited partnerships (referred to below, “Private Funds” or a “Fund”). Each Fund, depending on the investment mandate, may invest in a single portfolio company or multiple portfolio companies. The Private Funds may be structured as limited partnerships organized domestically or offshore. Investment advisory services provided by Cornell are provided directly to each Private Fund and not individually to the investors of the Private Fund. Cornell has also established certain co-investment vehicles, which

may, to the extent available and at the discretion of Cornell, offer co-investment opportunities alongside other Funds. Cornell has affiliated general partners for several Private Funds. Cornell serves as the investment adviser with discretionary authority to implement investment decisions for the Private Funds. Cornell’s investment decisions and advice with respect to the Private Funds are in accordance with the investment objectives and restrictions set forth in the constituent documents of each Private Fund. The investors in the Funds may not direct investments by the Funds, and except in limited circumstances, investors are not permitted to withdraw from a Fund prior to completion of such Fund’s winding up. C. Tailoring Advisory Services to Individual Needs. Cornell tailors its advisory services to the Private Funds as set forth in the constituent documents associated with each Private Fund. Investment advice is provided directly to each Private Fund and not individually to investors in the Private Funds. D. Wrap Fee Programs. Cornell does not participate in wrap fee programs. E. Regulatory Assets Under Management. As of December 31, 2023, Cornell had $5,950,709,255 in discretionary regulatory assets under management.

CORNELL CAPITAL

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Overview