Adviser Profile

AUM* 1,054,041,925 24%
of that, discretionary 1,054,041,925 24%
Number of Employees 43 231%
of those in investment advisory functions 13
Private Fund GAV* 0
Avg Account Size 236,970 12%
% High Net Worth 12.42% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

1B 903M 753M 602M 452M 301M 151M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$120,224,980 % Position13.00% $ Change19.00% # Change25.00%
Stck Ticker46641Q761 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$35,591,220 % Position4.00% $ Change7.00% # Change10.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$34,757,570 % Position4.00% $ Change-5.00% # Change-4.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$39,668,252 % Position4.00% $ Change0.00% # Change6.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$37,777,124 % Position4.00% $ Change9.00% # Change7.00%
Stck Ticker46641Q852 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$25,755,599 % Position3.00% $ Change-2.00% # Change0.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$18,673,589 % Position2.00% $ Change-6.00% # Change-2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$14,158,889 % Position2.00% $ Change-36.00% # Change-32.00%
Stck Ticker092528504 Stock NameBLACKROCK ETF TRUST II $ Position$15,753,868 % Position2.00% $ Change15.00% # Change15.00%
Stck Ticker464287671 Stock NameISHARES TR $ Position$21,018,218 % Position2.00% $ Change10.00% # Change19.00%

Brochure Summary