D. E. SHAW & CO., L.P.
Company Profile
| AUM* | 246,732,906,720 40% |
| of that, discretionary | 246,732,906,720 40% |
| Private Fund GAV* | 232,518,571,148 41% |
| Avg Account Size | 5,035,365,443 63% |
| SMA’s | Yes |
| Private Funds | 86 |
Adviser Type
- An investment adviser (or subadviser) to an investment company
Number of Employees 1,045 7%
of those in investment advisory functions 571 9%
Client Types
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
Advisory Activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.E(1) | SRO found false statement |
Recent News
Reported AUM
Private Funds
Employees
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count85 | GAV$232,518,571,148 |
| SEC Fund TypeOther Private Fund | Count1 | GAV$ |