9AT: TIGRESS FINANCIAL PARTNERS LLC

Adviser Profile

As of Date	02/23/2024
Registration status	Registration Changed to TIGRESS FINANCIAL PARTNERS LLC
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	5,494,607 -20%
of that, discretionary	5,494,607 -20%
Number of Employees	5
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	457,884 -14%
% High Net Worth	91.67% 450%
SMA’s	Yes
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CORNERCAP INVESTMENT COUNSEL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM199.2m	#Funds-
Adviser EAGLE ROCK INVESTMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM786.7m	#Funds-
Adviser BLACK DIAMOND FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM440.6m	#Funds-
Adviser DELTA WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM522.5m	#Funds-
Adviser NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM137.6m	#Funds-
Adviser CAPITAL WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser GRIFFIN ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser HARVEST VOLATILITY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM216.6m	#Funds-
Adviser DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser FULCRUM CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-

Brochure Summary

Overview

A. Description of Advisory Firm Tigress Financial Partners, LLC (hereinafter “TFPL”) offers the following services to advisory clients: B. Description of Advisory Services TFPL participates in and sponsors a wrap fee program, which allows TFPL to manage client accounts for a single fee that includes both portfolio management services and brokerage costs. The fee schedule is set forth below: Total Assets Under Management Annual Fee $0 - $249,999 2.25% $250,000 - $499,999 2.00% $500,000 - $999,999 1.75% $1,000,000 - $4,999,999 1.50% $5,000,000 - $9,999,999 1.25% $10,000,000 - And Up 1.00% These fees are negotiable depending upon the needs of the client and complexity of the situation and the final fee schedule is attached as Exhibit II of the client contract. TFPL uses the last business day of previous month for purposes of determining the market value of the assets upon which the advisory fee is based. Advisory fees are withdrawn directly from the client’s accounts with client’s written authorization or may be invoiced to the client and paid by check and clients may select the method in which they are billed. Advisory fees are withdrawn directly from the client’s accounts with client written authorization. Fees are paid monthly in advance. Refunds are given on a prorated basis, based on the number of days remaining in the billing period on the effective date of termination. The fee refunded will be the

balance of the fees collected in advance minus the daily rate* times the number of days in the billing period up to and including the effective date of termination. (*The daily rate is calculated by dividing the annual fee by 365). Clients may terminate the contract without penalty, for full refund, within five business days of signing the contract. Thereafter, clients may terminate the contract with thirty days’ written notice. C. Contribution Cost Factors The program may cost the client more or less than purchasing such services separately. There are several factors that bear upon the relative cost of the program, including the trading activity in the client’s account, the adviser’s ability to aggregate trades, and the cost of the services if provided separately (which in turn depends on the prices and specific services offered by different providers). D. Additional Fees Clients who participate in the wrap fee program will not have to pay for transaction or trading fees. However, clients are still responsible for all other account fees, such as annual IRA fees to the custodian, and mutual fund fees. E. Compensation of Client Participation Compensation received may be more than what would have been received if client paid separately for investment advice, brokerage, and other services. Therefore, TFPL may have a financial incentive to recommend the wrap fee program to clients.

TIGRESS FINANCIAL PARTNERS LLC

TIGRESS FINANCIAL PARTNERS LLC

TIGRESS FINANCIAL PARTNERS, LLC

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Overview

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TIGRESS FINANCIAL PARTNERS LLC TIGRESS FINANCIAL PARTNERS LLC TIGRESS FINANCIAL PARTNERS, LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TIGRESS FINANCIAL PARTNERS LLC

TIGRESS FINANCIAL PARTNERS LLC

TIGRESS FINANCIAL PARTNERS, LLC