9AT: FORUM CAPITAL ADVISORS

FORUM CAPITAL ADVISORS

other names

FORUM CAPITAL ADVISORS
FORUM CAPITAL ADVISORS LLC

Adviser Profile

As of Date	01/04/2019
Registration status	Registration Changed to FORUM CAPITAL ADVISORS LLC
ADV Location	GLENDALE, CO, United States

AUM^*	0
of that, discretionary
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Adviser relying on rule 203A-2(c) because you expect to be eligible for SEC registration within 120 days

Number of Employees 6

of those in investment advisory functions 3

Client Types

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1 1 1 1

2019

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Forum Capital Advisors LLC (“FCA” or “Forum”) is an SEC-registered investment adviser established under the laws of Delaware with its principal place of business in Denver, Colorado. FCA was founded by Darren Fisk, the Firm’s CEO. FCA is owned by Forum Investment Group LLC, which is owned by Darren Fisk. FCA provides discretionary investment management services to pooled investment vehicles organized as a registered closed-end investment company (“Registered Fund”), and private investment funds (“Private Funds”). FCA provides non- discretionary services to a pooled investment fund managed by an independent third-party SEC registered investment adviser (“Sub-Advised Fund”). The Registered Fund and Private Funds are referred to herein as “Clients” or “Funds.” Throughout this Brochure, FCA, together with certain affiliate entities, including affiliated

general partners, are referred to as “FCA,” the “Firm,” “we,” “us,” and “our.” FCA focuses on identifying commercial real estate-backed debt investment opportunities up and down the capital stack and throughout market cycles, as an alternative to traditional fixed-income. FCA manages each Fund based on such Fund’s investment objectives and strategy and not pursuant to investment restrictions of any specific investor. A Fund’s investment objectives and strategies can be found in each Fund’s governing documents and offering documents (the “Fund Documents”). The Fund Documents should be read carefully prior to investing. Please refer to Item 8 for information on our methods of analysis and investment strategies. As of December 31, 2022, Forum Capital Advisors LLC managed approximately $109,221,103 of regulatory assets on a discretionary basis.