Overview
Forum Capital Advisors LLC (“FCA” or the “Firm”) is an SEC-registered investment adviser established under the
laws of Delaware with its principal place of business in Denver, Colorado. FCA was founded by Darren Fisk, the
Firm’s CEO. FCA is wholly owned by Forum Investment Group LLC. Forum Investment Group LLC is majority
owned by Darren Fisk. FCA provides discretionary investment management services to an investment vehicle
organized as a registered closed-end investment company (“Registered Fund”), and pooled private investment
vehicles (“Private Pooled Vehicles”) relying on exemption from registration under Section 3(c)5(C) and Section
3(c)7 of the Investment Company Act of 1940, as amended (“Investment Company Act”). FCA additionally provides
non-discretionary services to a pooled investment fund managed by an independent third-party SEC registered
investment adviser (“Sub-Advised Fund”). The Registered Fund and Private Pooled Vehicles are referred to herein
as “Clients” or “Funds.” Throughout this Brochure, FCA, together with certain affiliate entities, including affiliated
general partners, are referred to as “FCA,” the “Firm,”
“we,” “us,” and “our.”
Interests in FCA’s 3(c)5(C) and 3(c)7 Private Pooled Vehicles are privately offered only to accredited or qualified
individuals as outlined in each Fund’s governing and offering documents (“Fund Documents”). Each Private Pooled
Vehicle has appointed FCA to serve as the Private Pooled Vehicle’s investment manager, pursuant to a written
agreement. Please see Item 10 of this Brochure for a list of all financial affiliates.
FCA provides investment advisory services based on such Client’s investment objectives and strategy and not
pursuant to investment restrictions of any specific investor. A Client’s investment objectives and strategies can be
found in each applicable Fund’s Documents. Each Fund is also subject to applicable regulatory requirements which
are outlined in the relevant Fund Documents. The Fund Documents should be read carefully prior to investing. Please
refer to Item 8 for information on our methods of analysis and investment strategies.
FCA does not participate in any wrap fee programs.
As of December 31, 2023, FCA managed approximately $827,816,004 of regulatory assets, all on a discretionary
basis.