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Adviser Profile

As of Date 05/01/2024
Adviser Type - Large advisory firm
Number of Employees 2 -33.33%
of those in investment advisory functions 1 -50.00%
Registration SEC, Approved, 5/4/2021
Other registrations (1)
Former registrations

SMP ASSET MANAGEMENT, LLC

AUM* 200,368,339 -1.49%
of that, discretionary 200,368,339 -1.49%
Private Fund GAV* 159,503,587 0.11%
Avg Account Size 100,184,170 -1.49%
SMA’s Yes
Private Funds 1
Contact Info 914 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
247M 212M 177M 141M 106M 71M 35M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$159,503,587

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Brochure Summary

Overview

SMP has been an investment adviser since 2002. Lawrence J. Goldstein is the sole member of the Company. SMP serves as the general partner of Santa Monica Partners, L.P. (the “Fund”), a private investment limited partnership, and has responsibility for all investment advisory decisions for the Fund. SMP makes all investment decisions for the Fund and executes discretionary trades for the Fund’s account. The primary objective of the Fund is capital appreciation. The Fund seeks to invest in corporations whose securities are believed by the Company to represent unusual opportunity for appreciation and which the Company believes has been overlooked and/or ignored by otherwise intelligent investors. In ascertaining and selecting securities for investment by the Fund, SMP applies accepted methods and standards of fundamental research. There are no restrictions regarding
the type or number of securities or any other investments which the Fund can make. Before making any investment, SMP strives to perform an exhaustive fundamental analysis and appraise the value of each company component, evaluating a company’s industry, financial position, competition, suppliers, customers, management, and opportunities. SMP regularly speaks with management and directors and speaks frequently with customers, suppliers, distributors, competitors, and employees. SMP seeks to understand the wants, needs, aims, goals, desires, and ethical standards of the company’s leader, in whose image the company is usually created. This understanding enables SMP to be comfortable holding investments during turbulent times and setbacks without questioning its beliefs. As of December 31, 2023, SMP managed $159,448,088 on a discretionary basis on behalf of the Fund.