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Adviser Profile

As of Date 06/18/2024
Adviser Type - Large advisory firm
Number of Employees 8 14.29%
of those in investment advisory functions 6 -14.29%
Registration SEC, Approved, 7/29/2022
Other registrations (2)
Former registrations

SER CAPITAL PARTNERS MANAGEMENT, LP

AUM* 471,449,198
of that, discretionary 471,449,198
Private Fund GAV* 561,617,769 19.13%
Avg Account Size 47,144,920 -20.00%
SMA’s No
Private Funds 10 2
Contact Info 415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
471M 404M 337M 269M 202M 135M 67M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count10 GAV$561,617,769

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Brochure Summary

Overview

SER Capital Is an investment adviser with its principal place of business located in Redwood City, CA. SER Capital was formed in 2020 and began operations the same year. The Adviser is privately held by its general partner, SER Capital Partners, LLC, which is controlled by Rahul Advani and Sara Graziano. The Adviser provides investment advisory services to privately offered pooled investment funds (the “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Funds make primarily long-term private equity and equity-related investments. In accordance with the Funds’ respective investment objectives, investments are generally made in middle market companies doing business in sustainable industrial, environmental, and renewable sectors. The Adviser’s advisory services consist of investigating, identifying, and evaluating investment opportunities, structuring, negotiating, and making investments on behalf of the Funds, managing, and monitoring the performance of such investments and disposing of such investments. The Adviser serves as the investment adviser to the Funds in order to provide such services. From time to time, SER Capital may allow Fund investors to invest in a co-investment vehicle alongside the Funds. Co-investment opportunities may not be available or offered to all
Fund investors. With respect to the Funds, SER Capital manages each Fund in accordance with the relevant limited partnership agreement, investment management agreement, offering memorandum, or other applicable Fund documentation (collectively, “Offering Documents”), where applicable. Any Fund restrictions on investments are set forth in each respective Fund’s Offering Documents. SER Capital does not tailor its investment advice to the individual investors in each Fund that it manages. As such, investors cannot impose restrictions on the types of investments made through the Funds. Subject to applicable law and each Fund’s Offering Documents, the general partners of the Funds have entered into side letter arrangements with certain investors and may continue to do so in the future. Side letters have the effect of altering or supplementing the terms of such investors’ investments in a Fund, including reductions of fees. In the future, side letters could provide certain investors additional rights not otherwise available to other investors. To the extent such side letter arrangements exist, certain investors in a Fund will receive more favorable fees, access to information, liquidity, or other terms. SER Capital does not participate in any wrap fee programs. As of December 31, 2023, SER Capital managed approximately $500 million in Client assets on a discretionary basis. SER Capital does not manage any Fund assets on a non- discretionary basis.