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Adviser Profile

As of Date 03/13/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 4 33.33%
Registration SEC, Approved, 12/05/2019
AUM* 507,517,232 6.57%
of that, discretionary 507,517,232 6.57%
Private Fund GAV* 176,817,289 -0.06%
Avg Account Size 464,759 8.33%
% High Net Worth 39.85% 60.92%
SMA’s Yes
Private Funds 9 4
Contact Info 661 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
476M 408M 340M 272M 204M 136M 68M
2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count9 GAV$176,817,289

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Brochure Summary