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Adviser Profile

As of Date 09/25/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 3
Registration SEC, Approved, 11/24/1982
AUM* 338,212,341 13.60%
of that, discretionary 337,617,802 13.75%
Private Fund GAV* 0
Avg Account Size 1,503,166 13.60%
% High Net Worth 68.03% -3.03%
SMA’s Yes
Private Funds 0
Contact Info 707 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

328M 281M 235M 188M 141M 94M 47M
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$14,246,722 % Position8.00% $ Change-13.00% # Change-2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$10,535,488 % Position6.00% $ Change-11.00% # Change-1.00%
Stck Ticker64110L106 Stock NameNETFLIX INC $ Position$6,641,479 % Position4.00% $ Change2.00% # Change-2.00%
Stck Ticker571748102 Stock NameMARSH & MCLENNAN COS INC $ Position$6,042,427 % Position3.00% $ Change13.00% # Change-2.00%
Stck Ticker68389X105 Stock NameORACLE CORP $ Position$5,096,075 % Position3.00% $ Change-17.00% # Change-1.00%
Stck Ticker808513105 Stock NameSCHWAB CHARLES CORP $ Position$4,466,892 % Position3.00% $ Change6.00% # Change0.00%
Stck Ticker808524862 Stock NameSCHWAB STRATEGIC TR $ Position$4,446,431 % Position3.00% $ Change1.00% # Change-1.00%
Stck Ticker883556102 Stock NameTHERMO FISHER SCIENTIFIC INC $ Position$4,977,493 % Position3.00% $ Change-5.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$5,345,175 % Position3.00% $ Change-19.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$4,752,517 % Position3.00% $ Change-19.00% # Change-1.00%

Brochure Summary