Adviser Profile

As of Date 09/24/2025
Registration SEC, Approved, 11/24/1982
ADV Location NAPA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 355,156,432 5%
of that, discretionary 354,533,058 12%
Number of Employees 5
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,621,719 17%
% High Net Worth 66.12% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

355M 304M 253M 203M 152M 101M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$15,176,813 % Position8.00% $ Change-8.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,752,028 % Position5.00% $ Change-9.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,831,151 % Position5.00% $ Change-23.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$7,320,667 % Position4.00% $ Change-10.00% # Change-1.00%
Stck Ticker64110L106 Stock NameNETFLIX INC. $ Position$6,352,631 % Position3.00% $ Change1.00% # Change-1.00%
Stck Ticker68389X105 Stock NameORACLE CORP $ Position$5,236,233 % Position3.00% $ Change-24.00% # Change1.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$5,206,347 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,412,312 % Position3.00% $ Change-10.00% # Change0.00%
Stck Ticker808513105 Stock NameSCHWAB CHARLES CORP $ Position$5,333,835 % Position3.00% $ Change-6.00% # Change0.00%
Stck Ticker883556102 Stock NameTHERMO FISHER SCIENTIFIC INC $ Position$4,791,434 % Position3.00% $ Change-14.00% # Change1.00%

Brochure Summary