9AT: TUVE INVESTMENT MANAGEMENT, INC.

Adviser Profile

As of Date	04/20/2026
Registration	SEC, Approved, 07/06/2015
ADV Location	WATERLOO, IA, United States
Contact Info	319 xxxxxxx
Websites

AUM^*	147,702,966 25%
of that, discretionary	147,702,966 25%
Number of Employees	6
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	107,655 32%
% High Net Worth	10.71% -65%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EVERHART ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser MONSON WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM149.5m	#Funds-
Adviser HILLTOP WEALTH & TAX SOLUTIONS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM616.4m	#Funds-
Adviser WEALTHPLAN PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser SEASIDE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM459.3m	#Funds-
Adviser DRAKE & ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM607.3m	#Funds-
Adviser ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM409.3m	#Funds-
Adviser INTELLIGENT WEALTH SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM961.0m	#Funds-
Adviser ST. GERMAIN INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.8b	#Funds-
Adviser RETIREMENT PLANNING GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM375.4m	#Funds-

Brochure Summary

Overview

Tuve Investment Management, Inc. is 100% owned by John Tuve, who has over 35 years of experience in the investment, insurance and financial services industry. Our firm is a C-corporation formed in the State of Iowa and has been in business as an independent registered investment adviser since 2015. Description of the Types of Advisory Services We Offer Asset Management: We emphasize continuous and regular account supervision. As part of our asset management service, we generally create a portfolio, consisting of individual stocks or bonds, exchange traded funds (“ETFs”), options, mutual funds and other public and private securities or investments. The client’s individual investment strategy is tailored to their specific needs and may include some or all of the previously mentioned securities. Each portfolio will be initially designed to meet a particular investment goal, which

we determine to be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, we review the portfolio at least monthly and if necessary, rebalance the portfolio based upon the client’s individual needs, stated goals and objectives. Tailoring of Advisory Services We offer individualized investment advice to all clients. Each client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. Participation in Wrap Fee Programs Our firm does not offer or sponsor a wrap fee program. Regulatory Assets Under Management As of December 31, 2023, our firm manages $118,022,797, all of which is on a discretionary basis.

TUVE INVESTMENT MANAGEMENT, INC.

TUVE INVESTMENT MANAGEMENT, INC.

TUVE INVESTMENTS, INC.

TUVE INVESTMENTS INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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TUVE INVESTMENT MANAGEMENT, INC. TUVE INVESTMENT MANAGEMENT, INC. TUVE INVESTMENTS, INC. TUVE INVESTMENTS INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TUVE INVESTMENT MANAGEMENT, INC.

TUVE INVESTMENT MANAGEMENT, INC.

TUVE INVESTMENTS, INC.

TUVE INVESTMENTS INC.