9AT: SAG HARBOR CAPITAL MANAGEMENT, LLC

other names

SAG HARBOR CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/26/2025
ADV Location	GREAT NECK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	13
of those in investment advisory functions	9
Registration	SEC, Approved, 07/01/2015
Other registrations (1)	SEC, ERA - Withdrawn, 06/22/2015

AUM^*	455,227,097 21%
of that, discretionary	455,227,097 21%
Private Fund GAV^*	455,227,097 0%
Avg Account Size	227,613,549 21%
SMA’s	No
Private Funds	2 1
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$442,185,936
Fund TypeReal Estate Fund	Count1	GAV$13,041,161

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CITYVIEW MANAGEMENT SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.1b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund76.2m	Total Private Fund GAV1.2b	AUM1.1b	#Funds9
Adviser MENLO EQUITIES	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund699.7m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM4.5b	#Funds5
Adviser ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC	Hedge Fund5.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.6b	AUM27.1b	#Funds5
Adviser ACORE CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund4.2b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.2b	AUM19.1b	#Funds28
Adviser FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC	Hedge Fund26.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund268.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund155.2m	Total Private Fund GAV450.1m	AUM266.5m	#Funds13
Adviser VISION BRAZIL INVESTMENTS	Hedge Fund13.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund134.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV147.2m	AUM-	#Funds13
Adviser BLACKSTONE PROPERTY ADVISORS L.P.	Hedge Fund36.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund19.9b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV55.9b	AUM73.6b	#Funds79
Adviser HAMMES REALTY ADVISORS, LLC	Hedge Fund537.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.5b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM1.8b	#Funds5
Adviser TISHMAN CAPITAL PARTNERS	Hedge Fund343.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund271.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV615.4m	AUM971.9m	#Funds7
Adviser PGIM PRIVATE ALTERNATIVES (UK) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund284.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV284.2m	AUM4.4b	#Funds4

Brochure Summary

Overview

(A) Description of Our Advisory Firm. Sag Harbor Capital Management, LLC (“SHCM”, or “us”, “we” or “our”) is a U.S. Securities and Exchange Commission (“SEC”) registered investment adviser. As stated on the cover page of this Brochure, registration as an investment adviser does not imply a certain level of skill or training. SHCM has been in business since January 1, 2007. The principal owners and controlling persons of SHCM are Gregg Winter and David Heiden (the “Principals”). References herein to “SHCM” shall be deemed to include SHCM’s affiliates, as applicable, unless the context otherwise requires. (B) Types of Advisory Services We Offer. SHCM provides investment management services to, and has discretionary investment authority over the assets of, W Financial Fund, LP (the “Hedge Fund”) and Alternative Opportunities Fund, LP (the “PE Fund”; and collectively with the Hedge Fund, the “Funds”), pursuant to investment management agreements with the Funds (the “Fund IMAs”). The Funds are private investment vehicles formed to pool the assets of their investors (the “Investors”) for investment as summarized in Item 8 below and as described in the private placement memoranda of the Funds (the “PPMs”),

which SHCM distributes to all prospective investors in the Funds together with the limited partnership agreement and subscription documents for the relevant fund (collectively with the PPM, the “Offering Documents”). The Principals of SHCM are also the principal owners and controlling persons of the general partners of the Funds, and thus control the business and affairs of the Funds. SHCM’s clients are referred to herein as “Clients”. Currently, the Funds are the sole Clients of SHCM. (C) Tailoring of Our Advisory Services. The PPMs for the Funds describe the investment strategies for the Funds and any restrictions on SHCM investing in certain assets or types of assets on behalf of the Funds. SHCM does not tailor its advisory services to the individual needs of specific Investors in the Funds, and specific Investors in the Funds may not impose restrictions on SHCM investing in certain assets or types of assets on behalf of the Funds. (D) Wrap Fee Programs. SHCM does not participate in wrap fee programs. (E) Amount of Client Assets We Manage. As of December 31, 2023, we managed $448,376,590. Client assets on a discretionary basis and no Client assets on a non- discretionary basis.

SAG HARBOR CAPITAL MANAGEMENT, LLC

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