9AT: ROUBAIX CAPITAL, LLC

other names

ROUBAIX CAPITAL, LLC

Adviser Profile

As of Date	03/28/2025
ADV Location	DENVER, CO, United States
Adviser Type - Large advisory firm
Number of Employees	5 -17%
of those in investment advisory functions	3
Registration	SEC, Approved, 07/08/2015

AUM^*	266,360,124 47%
of that, discretionary	266,360,124 47%
Private Fund GAV^*	149,845,291 19%
Avg Account Size	66,590,031 10%
SMA’s	No
Private Funds	2
Contact Info	303 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$149,845,291

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FRIESS ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.9m	#Funds-
Adviser STAINES FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund166.2m	Total Private Fund GAV166.2m	AUM166.2m	#Funds2
Adviser ISO-MTS CAPITAL MANAGEMENT LP	Hedge Fund128.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV128.0m	AUM1.0b	#Funds3
Adviser IRONWOOD INVESTMENT MANAGEMENT, LLC	Hedge Fund14.0k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.0k	AUM221.9m	#Funds1
Adviser HURRICANE CAPITAL ADVISORS LLC	Hedge Fund510.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV510.4m	AUM510.4m	#Funds27
Adviser CONNECTIVE CAPITAL MANAGEMENT, LLC	Hedge Fund100.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV100.3m	AUM100.3m	#Funds2
Adviser HIGHLAND PEAK CAPITAL, LLC	Hedge Fund99.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.1m	AUM305.1m	#Funds4
Adviser CHESAPEAKE CAPITAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.0m	#Funds-
Adviser EXOME ASSET MANAGEMENT LLC	Hedge Fund165.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV165.8m	AUM210.8m	#Funds4
Adviser CONSTELLATION CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM254.4m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker00847J105	Stock NameAGILYSYS INC	$ Position$6,501,005	% Position3.00%	$ Change32.00%	# Change-16.00%
Stck Ticker01741R102	Stock NameATI INC	$ Position$5,235,053	% Position3.00%	$ Change32.00%	# Change-21.00%
Stck Ticker077347300	Stock NameBEL FUSE INC	$ Position$6,311,946	% Position3.00%	$ Change20.00%	# Change-8.00%
Stck Ticker16115Q308	Stock NameCHART INDS INC	$ Position$6,937,692	% Position3.00%	$ Change	# Change
Stck TickerG3934V109	Stock NameGENIUS SPORTS LIMITED	$ Position$6,859,736	% Position3.00%	$ Change14.00%	# Change10.00%
Stck Ticker53635B107	Stock NameLIQUIDITY SVCS INC	$ Position$5,768,934	% Position3.00%	$ Change92.00%	# Change153.00%
Stck Ticker55955D100	Stock NameMAGNITE INC	$ Position$6,288,928	% Position3.00%	$ Change	# Change
Stck Ticker55306N104	Stock NameMKS INC.	$ Position$5,318,343	% Position3.00%	$ Change110.00%	# Change70.00%
Stck Ticker67000B104	Stock NameNOVANTA INC	$ Position$5,724,621	% Position3.00%	$ Change74.00%	# Change72.00%
Stck Ticker651718504	Stock NameNPK INTERNATIONAL INC	$ Position$6,836,645	% Position3.00%	$ Change28.00%	# Change-12.00%

Brochure Summary

Overview

Firm History & Management Roubaix Capital, LLC, a Delaware limited liability company, was formed in May 2015 by Christopher Hillary, who is the sole member. The firm registered with the United States Securities and Exchange Commission (the “SEC”) as an investment adviser in July 2015. Roubaix provides investment advisory services to pooled investment vehicles such as limited partnerships, offshore exempted companies, a Luxembourg SICAV and separately managed accounts. We provide investment advisory services in our role as the general partner of the Roubaix Fund, L.P. (the “Roubaix Fund”) and in our role as investment manager of the Roubaix Offshore Fund Ltd. (the “Offshore Fund”). The Roubaix Fund and the Offshore Fund are collectively referred to as the “Roubaix Funds”. As well, we provide investment advisory services as subadvisor to a Luxembourg SICAV (the “SICAV” or “Sub-Advised Fund”) and as advisor to a separately managed account (“SMA”). The Roubaix Funds, the SICAV and the SMA are collectively referred to as the “Advisory Clients” (each, an “Advisory Client”). Advisory Services Our investment advice to the Roubaix Funds and SICAV is tailored to these Advisory Clients’ investment objectives and restrictions as disclosed in the Advisory Clients respective offering

documents and/or investment management agreement. We do not provide investment advice tailored to the particular needs of the investors in the Advisory Clients. The Advisor, its principal, and certain employees of the Advisor maintain investments in the Roubaix Funds. These investments are included in the regulatory assets under management ("RAUM”) number shown below. The SMA is managed in accordance with the investment management agreement and invests in securities that substantially comprise the long securities of the Roubaix Fund. As of December 31, 2023, we had approximately $199 million in RAUM. We exercise discretionary investment authority over all managed assets held by the Advisory Clients. We invest primarily in small and mid-cap publicly traded U.S. common stocks. This strategy discussion is qualified in its entirety by the limited partnership agreement and private offering memorandum of the Roubaix Fund and the governing documents of the Sub-Advised Fund, which provides, among other things, that the Advisor has the ability to deviate from its stated strategies from time to time. Still, our primary focus is small and mid-cap publicly traded U.S. common stock. The Offshore Fund executes its investment strategy through direct investment in the Roubaix Fund.

ROUBAIX CAPITAL, LLC

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