9AT: STAINES FINANCIAL, LLC

other names

STAINES FINANCIAL, LLC

Adviser Profile

As of Date	07/31/2025
Registration	SEC, Approved, 12/11/2018
ADV Location	ROSEVILLE, CA, United States
Contact Info	916 xxxxxxx
Websites

AUM^*	166,163,114 -9%
of that, discretionary	166,163,114 -9%
Private Fund GAV^*	166,163,115 0%
Avg Account Size	83,081,557 16299%
% High Net Worth	< 0.01% -100%
SMA’s	Yes
Private Funds	2

Adviser Type

- Large advisory firm

Number of Employees 14 250%

of those in investment advisory functions 3 200%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

SEC Fund Type	Count	GAV
Fund TypeOther Private Fund	Count2	GAV$166,163,115

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROUBAIX CAPITAL, LLC	Hedge Fund150.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV150.4m	AUM266.4m	#Funds2
Adviser CHESAPEAKE CAPITAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.0m	#Funds-
Adviser MUTIMA CAPITAL MANAGEMENT LLC	Hedge Fund7.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.8m	AUM170.6m	#Funds2
Adviser EXOME ASSET MANAGEMENT LLC	Hedge Fund165.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV165.8m	AUM210.8m	#Funds4
Adviser ZEST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM101.1m	#Funds-
Adviser HIGHLAND PEAK CAPITAL, LLC	Hedge Fund99.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.1m	AUM305.1m	#Funds4
Adviser ISO-MTS CAPITAL MANAGEMENT LP	Hedge Fund128.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV128.0m	AUM1.0b	#Funds3
Adviser HURRICANE CAPITAL ADVISORS LLC	Hedge Fund510.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV510.4m	AUM510.4m	#Funds28
Adviser NORWOOD INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.1m	#Funds-
Adviser FRIESS ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.9m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm B. Types of Advisory Services in (1) certain private-credit, fixed-income, real-estate and other income-producing interval, mutual and private funds, and (2) investing directly in other securities, including fixed- income and equity securities, that Staines Fin believes provide attractive risk-adjusted returns. Staines Fin, however, has discretion to invest in any type of investment transaction that it deems appropriate under the terms of the Private Funds’ partnership agreements. The investors in the Private Funds that Staines Fin manages have no opportunity to select or evaluate any fund investments or strategies. Staines Fin selects all fund investments and strategies. Staines Fin offers the same suite of services to all its separately managed account clients. However, specific client investment strategies and their implementation are dependent upon the client Investment Questionnaire which outlines each client’s current situation (income, tax levels, and risk tolerance levels). Separately managed

account clients may impose restrictions in investing in certain securities or types of securities in accordance with the clients’ values or beliefs. However, if the restrictions prevent Staines Fin from properly servicing the client account, or if the restrictions would require Staines Fin to deviate from its standard suite of services, Staines Fin reserves the right to end the client relationship. A wrap fee program is an investment program wherein the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. Staines Fin does not participate in any wrap fee programs. Staines Fin has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 181,880,836.00 $0.00 December 2023 Portfolio Management Fees Total Assets Under Management Annual Fees $0 - $499,999 1.35% C. Client Tailored Services and Client Imposed Restrictions (Separate Accounts) D. Wrap Fee Programs E. Assets Under Management

STAINES FINANCIAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview