| As of Date | 12/26/2025 |
| Registration status | Terminated |
| ADV Location | SAN RAMON, CA, United States |
| Contact Info | 925 xxxxxxx |
| Websites |
| AUM* | 358,866,365 37% |
| of that, discretionary | 358,866,365 37% |
| Number of Employees | 11 22% |
| of those in investment advisory functions | 9 |
| Private Fund GAV* | 0 |
| Avg Account Size | 298,558 27% |
| % High Net Worth | 83.08% 840% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser BULMAN WEALTH GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM283.0m | #Funds- | |
| Adviser RWM CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM222.4m | #Funds- | |
| Adviser ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM238.1m | #Funds- | |
| Adviser WOOTTON FINANCIAL GROUP INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM156.0m | #Funds- | |
| Adviser FAIRCHILD FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM127.3m | #Funds- | |
| Adviser INVICTUS TIMING SERVICE LTD | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM103.0m | #Funds- | |
| Adviser HORIZON FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM262.4m | #Funds- | |
| Adviser MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM929.1m | #Funds- | |
| Adviser PALADINO WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM144.1m | #Funds- | |
| Adviser HERGENROEDER FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM304.5m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$18,754,788 | % Position7.00% | $ Change10.00% | # Change18.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$11,558,008 | % Position4.00% | $ Change-6.00% | # Change1.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$7,286,400 | % Position3.00% | $ Change-22.00% | # Change2.00% |
| Stck Ticker55286W207 | Stock NameMFS ACTIVE EXCHANGE TRADED F | $ Position$4,349,077 | % Position2.00% | $ Change-13.00% | # Change-4.00% |
| Stck Ticker45409B560 | Stock NameNEW YORK LIFE INVESTMENTS ET | $ Position$4,703,477 | % Position2.00% | $ Change47.00% | # Change42.00% |
| Stck Ticker69344A800 | Stock NamePGIM ETF TR | $ Position$4,455,528 | % Position2.00% | $ Change4.00% | # Change5.00% |
| Stck Ticker69344A875 | Stock NamePGIM ETF TR | $ Position$4,991,407 | % Position2.00% | $ Change-17.00% | # Change-5.00% |
| Stck Ticker746729300 | Stock NamePUTNAM ETF TRUST | $ Position$6,224,138 | % Position2.00% | $ Change-11.00% | # Change-12.00% |
| Stck Ticker33733E831 | Stock NameFIRST TR EXCHANGE-TRADED FD | $ Position$4,712,841 | % Position2.00% | $ Change-11.00% | # Change-15.00% |
| Stck Ticker025072349 | Stock NameAMERICAN CENTY ETF TR | $ Position$4,409,706 | % Position2.00% | $ Change-3.00% | # Change-9.00% |