Adviser Profile

AUM* 358,866,365 37%
of that, discretionary 358,866,365 37%
Number of Employees 11 22%
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 298,558 27%
% High Net Worth 83.08% 840%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

359M 308M 256M 205M 154M 103M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$18,754,788 % Position7.00% $ Change10.00% # Change18.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$11,558,008 % Position4.00% $ Change-6.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$7,286,400 % Position3.00% $ Change-22.00% # Change2.00%
Stck Ticker55286W207 Stock NameMFS ACTIVE EXCHANGE TRADED F $ Position$4,349,077 % Position2.00% $ Change-13.00% # Change-4.00%
Stck Ticker45409B560 Stock NameNEW YORK LIFE INVESTMENTS ET $ Position$4,703,477 % Position2.00% $ Change47.00% # Change42.00%
Stck Ticker69344A800 Stock NamePGIM ETF TR $ Position$4,455,528 % Position2.00% $ Change4.00% # Change5.00%
Stck Ticker69344A875 Stock NamePGIM ETF TR $ Position$4,991,407 % Position2.00% $ Change-17.00% # Change-5.00%
Stck Ticker746729300 Stock NamePUTNAM ETF TRUST $ Position$6,224,138 % Position2.00% $ Change-11.00% # Change-12.00%
Stck Ticker33733E831 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$4,712,841 % Position2.00% $ Change-11.00% # Change-15.00%
Stck Ticker025072349 Stock NameAMERICAN CENTY ETF TR $ Position$4,409,706 % Position2.00% $ Change-3.00% # Change-9.00%

Brochure Summary