A. Firm Description Game Plan was formed December 12, 1995 as a corporation organized pursuant to the laws of the State of Texas. Game Plan is 100% owned by Chris Wootton, who serves as President. B. Types of Advisory Services The Firm provides fee-based Financial Planning, Investment Management and Investment Consultation Services. The Firm also provides 401(k) Advisory Services. Investment Management Game Plan will first review each client’s present financial situation in an effort to assess the client’s investment needs. Various data gathering methods and tools are utilized to fully understand the client’s situation and particular needs. Investment Management provides for regular portfolio reviews as often as the client may prefer. Portfolio Management Services provided by Game Plan include asset management of client funds. Game Plan designs, revises, reallocates and manages flexible portfolios and is authorized to use a wide variety of investments and asset classes in an attempt to seek profits and to protect capital under a wide range of changing environments. Portfolios shall attempt to achieve returns when they can reasonably be expected under prevailing market condition and account objectives. Game Plan does not promise or guarantee profits. Flexible portfolio objectives include Preservation of Capital, Income, Conservative Growth, Moderate Growth, and Aggressive Growth. Alternate names for the portfolios may be used for marketing purposes. Equities and alternative investments may be used in the Preservation and Income portfolios to preserve and increase portfolio value. Specific investments, timing and proportions are determined by Game Plan and vary over time. Flexible portfolios may include all types of mutual funds, securities or asset classes such as domestic, international, and emerging market stocks, bonds and certificates of deposit, American depository receipts, sector funds, focus funds, leveraged funds and ETFs, precious metals stock funds, bullion funds, bear market funds, short funds and individual stocks, bonds, convertibles, preferred stocks, master limited partnerships, royalty trusts, real estate investment trusts, exchange traded funds, and closed end funds. Other investments may also be used when in the client’s best interest. Clients are requested to contact Game Plan promptly if there has been any change in their current financial status to determine if there needs to be a change in investment objectives and strategies. Game Plan Advisors ADV 2A September 2023 5 Clients will receive transaction statements as they may occur and a monthly or quarterly statement of account from the custodian or brokerage firm where the assets are held. Clients may also be given access to internet sites that also report transaction and balance information. Game Plan generally maintains discretionary authority over our clients’ accounts. Adviser does not have custody of any clients’ funds or securities. Additionally, clients have a direct and beneficial interest in their securities, rather than an undivided interest in a pool of securities. 401(k) Advisory Services 401(k) Advisory Service is most appropriate for clients who are active participants in a company sponsored 401(k) account. We will assist clients who desire initial and ongoing assistance, recommendations and alerts in designing and managing a diversified portfolio and making adjustments for changing conditions. Game Plan’s 401(k) Advisory Service includes investment monitoring, adviser alerts, dynamic asset allocation and other signals from computer-based models for active qualified plan participants that wish to manage their own accounts but want assistance with ongoing allocation decisions. This service may be useful to clients who are plan participants in an employer sponsored retirement plan such as a 401(k), 403(b), 457, Keogh, Profit Sharing, or other retirement plans. Clients receive verbal, electronic, or written recommendations regarding investment allocations and clients decide whether to follow recommendations. All advice is given on a non-discretionary basis and Game Plan does not have the authority to initiate transactions on the client’s behalf. Financial Planning

Financial Planning Services provided by Game Plan include advice on issues relating to income, estate planning, college planning, retirement planning, income tax planning (but not income tax advice or preparation), and insurance planning. After an assessment of the client’s overall financial situation, a determination is made as to the fee that will be assessed to the client for the Financial Planning services that are needed. The amount of the fee will range from $0 to $10,000 and is based on the level of complexity of the client’s financial situation as well as the scope of the overall planning services to be performed. Investment Consultation In addition to fee-based Investment Management, Game Plan provides investment and financial advice through individual general consultations for those clients who do not desire intensive Financial Planning or Investment Management services. These consultations can be general in nature or focused on particular areas of interest and may be uniquely personalized, depending upon the client’s needs. The nature of these services will be determined at the time of engagement. Publications and Education Game Plan may provide a newsletter to advisory clients free of cost or obligation. The Advisory Representatives of Game Plan may conduct seminars or educational classes that may include Game Plan Advisors ADV 2A September 2023 6 presentations on financial planning, investment management, various investment and insurance strategies, and college funding, estate and retirement planning. Attendees are under no obligation to do so but are welcome to engage individualized services with Game Plan. Turnkey Asset Management Program Services We have entered into a Turnkey Asset Management Program (“TAMP”) relationship with Sherman Portfolios, LLC (“Sherman”). As a part of this TAMP relationship, Sherman shall act as a sub-advisor to manage client assets in a sleeve of models in accordance with a client’s investment objectives. These arrangements allow us to access model portfolios and strategists. The strategies are primarily comprised of individual equity securities, various mutual funds, or exchange traded funds. As part of the program, you will give us and Sherman discretion to select, design and manage model portfolios for your assets. The client provides us with the information set forth on the client profile and represents that such information is a complete and accurate representation of the client’s financial position and investment needs, goals, and objectives, as well as any reasonable restrictions placed on investments made in the account at the time the client enters the advisory program offered through the TAMP. The client must promptly inform us in writing if any financial information becomes incomplete or inaccurate during the term of the relationship. Clients are advised that there are other management programs not recommended by our firm that are suitable for the client and that can be more or less costly than arrangements recommended by our firm. You are under no obligation to select this program, and are not required to select our TAMP services. Further, no guarantees of performance can ever be offered by our firm. C. Client Tailored Services and Client Imposed Restrictions Investment Management Services provided by Game Plan include portfolio construction, asset allocation, monitoring, and review of the client’s portfolio. After an interview is conducted, Game Plan will review the client’s individual needs, goals, time horizons, risk tolerance, risk capacity, desired strategies, net worth, net income, age, tax situation and various other factors. Game Plan utilizes the information provided by the client to provide recommendations for investments that may include planning for long-range goals or other segments of an investment plan that may be desired. D. Wrap Fee Programs Game Plan does not sponsor or manage a wrap fee program. E. Amount of Assets Under Management Game Plan Advisors ADV 2A September 2023 7 Game Plan manages accounts on a discretionary basis. As of December 31, 2022, the Firm had $110,185,593 total discretionary assets under management.