9AT: EASTERLY FUNDS LLC

Adviser Profile

As of Date	03/31/2024
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	1,086,296,236 -23%
of that, discretionary	1,086,296,236 -23%
Number of Employees	9 -18%
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	271,574,059 35%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HARTFORD FUNDS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser GREEN CENTURY CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser AQUILA INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser PRAXIS INVESTMENT MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds-
Adviser AQS ASSET MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.1b	#Funds-
Adviser TIS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM718.7m	#Funds-
Adviser DISTILLATE CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser COMMERCE INVESTMENT ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser EMERALD MUTUAL FUND ADVISERS TRUST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser COUNTERPOINT FUNDS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-

Brochure Summary

Overview

Easterly Funds’ principal place of business is New York, New York. The Firm’s principal direct owner is James Alpha Intermediate, LLC, which is owned by James Alpha Holdings, LLC. James Alpha Holdings, LLC is owned by Denis Nayden, Kevin Greene and Michael Montague. Mutual Funds Easterly serves as investment adviser to certain open-ended investment companies registered under the Investment Company Act of 1940 (hereinafter the “Mutual Funds” or “the Funds”). Interested investors should refer to the applicable Mutual Fund’s prospectus for important information regarding objectives, investments, time-horizon, risks, fees, and additional disclosures. Prospective investors should carefully review the prospectus before making any investment in the Fund. Model Portfolios Easterly also furnishes investment advice and recommendations through the provision of model portfolios (“Model Portfolios”) and provides periodic updates to the model portfolios (Model Portfolio Management Services). We typically provide these services to investment advisory

firms, other managers, financial advisers, or other intermediaries (Overlay Managers), either directly or through turn-key asset management providers that operate platforms or programs (Platform Providers) in which Overlay Managers participate. These Overlay Managers utilize our model portfolios and periodic updates, either alone or together with other model portfolios provided by the Overlay Managers or other investment advisers, to manage the assets of the Overlay Manager’s clients. We generally do not have investment discretion or trading responsibilities in such arrangements, nor do we have an advisory relationship with the Overlay Manager’s clients, and do not manage model portfolios on the basis of the financial situation or investment objectives of individual clients that participate in these programs. Assets As of 12/31/2022 Easterly Funds held $1,086,296,236 in assets under management on a discretionary basis. In addition, Easterly Funds had $81,828,972 in assets under advisement pursuant to our Model Portfolio Management Services.

EASTERLY FUNDS LLC

EASTERLY FUNDS LLC

JAMES ALPHA ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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EASTERLY FUNDS LLC EASTERLY FUNDS LLC JAMES ALPHA ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

EASTERLY FUNDS LLC

EASTERLY FUNDS LLC

JAMES ALPHA ADVISORS, LLC