9AT: RICHVIEW ADVISORS

Adviser Profile

As of Date	03/10/2024
Registration status	Terminated
ADV Location	DAYTON, OH, United States
Contact Info	937 xxxxxxx
Websites

AUM^*	66,558,783 -17%
of that, discretionary	66,558,783 -17%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	16,639,696 -38%
% High Net Worth	25.00% 100%
SMA’s	Yes
Private Funds	0 1

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MANA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM509.0m	#Funds-
Adviser WEST ELK CAPITAL, LLC	Hedge Fund152.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV152.3m	AUM152.3m	#Funds1
Adviser WHITE ROCK CAPITAL	Hedge Fund131.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV131.5m	AUM217.4m	#Funds2
Adviser HEIGHTS POINT MANAGEMENT, LP	Hedge Fund108.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV108.3m	AUM135.2m	#Funds2
Adviser BARRIER CAPITAL MANAGEMENT, LLC	Hedge Fund8.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.9m	AUM136.0m	#Funds1
Adviser LW CAPITAL MANAGEMENT, LLC	Hedge Fund68.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV68.0m	AUM99.4m	#Funds2
Adviser ACRYLIC FINANCIAL, INC.	Hedge Fund4.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0m	AUM73.5m	#Funds1
Adviser DOMA PERPETUAL CAPITAL MANAGEMENT LLC	Hedge Fund248.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV248.5m	AUM307.6m	#Funds3
Adviser UNLIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund46.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV46.0m	AUM174.5m	#Funds2
Adviser SEA OTTER ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.7m	#Funds-

Brochure Summary

Overview

The Company Richview Advisors LLC (“we,” “us” or “Richview Advisors”) is an investment adviser registered with the SEC.1 Richview Advisors was founded in December 2010 by Robert C. Guiney and R. Gregory True, and is headquartered in Dayton, Ohio. Our principal owners are Robert C. Guiney, our President and Chief Compliance Officer, and R. Gregory True, our Vice President. Advisory Services Portfolio Management We provide traditional discretionary portfolio management for one high net worth client, one foundation, and the two officers of Richview Advisors through separately managed accounts. Richview Advisors is not accepting new clients. Robert C. Guiney has 38 year relationships with both the high net worth individual and the chairman of the foundation. We are value investors. This means that we actively seek stocks of companies that we believe the market has undervalued. We believe the market overreacts to good and bad news, resulting in stock price movements that do not correspond with the company’s long-term fundamentals. The result is

an opportunity for us to profit by buying when the price is deflated. Our value investing strategy is described in more detail below in Item 8. Suitability Our investment strategy is generally executed in a similar manner for all our clients. You may impose reasonable restrictions on the strategy managed by us if such restrictions are not materially different from the strategy’s investment objectives. Clients who impose investment restrictions should be aware that the performance of their accounts may differ from that of client accounts which do not impose such investment restrictions. Other than accepting reasonable investment restrictions from clients, we generally do not tailor our advisory services based on our analysis of the individual needs of clients. Assets Under Management As of December 31, 2022, we have $66.6 million in assets under management. We manage client assets on a discretionary basis. 1 Registration as an investment adviser does not imply a certain level of skill or training. Form ADV Part 2A – Disclosure Brochure 5 March 16, 2023

RICHVIEW ADVISORS

RICHVIEW ADVISORS

RICHVIEW ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RICHVIEW ADVISORS RICHVIEW ADVISORS RICHVIEW ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RICHVIEW ADVISORS

RICHVIEW ADVISORS

RICHVIEW ADVISORS LLC