WHITE ROCK CAPITAL

other names
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Adviser Profile
As of Date 04/10/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 2
Registration Texas, Terminated, 03/08/2021
Other registrations (1)
AUM* 145,054,600 112.58%
of that, discretionary 90,054,600 31.98%
Private Fund GAV* 90,054,600 31.98%
Avg Account Size 48,351,533 41.72%
% High Net Worth 33.33% 100.00%
SMA’s No
Private Funds 2
Contact Info 214 xxxxxxx

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
117M 100M 83M 67M 50M 33M 17M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$90,054,600

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Brochure Summary

Overview

A. Principal Owners and Background White Rock Capital Management, L.P., a Texas limited partnership (the “Advisor,” “we” or “us”) was formed in 1997 to provide investment advisory services to an unregistered private fund (“Fund I”). The principal owners of the Advisor are Thomas Barton and Joseph Barton through their majority ownership and control of White Rock Capital, Inc., a Texas corporation, which is the general partner of the Advisor and their ownership of limited partner interests in the Advisor. B. Types of Advisory Services In addition to serving as general partner of Fund I, we are an investment manager to two unregistered private funds (“Fund I” and “Fund II” and collectively, the “Funds”). We expect to serve in similar capacities for other pooled investment vehicles in the future. Our investment advisory
services include the investing and re-investing in securities, financial instruments and/or other assets, as described in more detail in Item 8 below, and in accordance with the clients’ investment objectives and guidelines as described in a fund’s offering and/or governing documents (the “Governing Documents”). As provided in Governing Documents, we typically have broad investment discretion over Fund assets. In addition, we provide non-discretionary investment advisory services to a separately managed account (the “SMA” and together with the Funds, the “Clients”). C. Assets Under Management As of March 31, 2024, we have approximately $90,054,600 in assets under management on a discretionary basis and $55,000,000 on a non-discretionary basis. D. Wrap Fee Programs Not Applicable.