Adviser Profile

As of Date 03/08/2026
Registration status Terminated
Contact Info 540 xxxxxxx
AUM* 334,412,915 14%
of that, discretionary 334,412,915 14%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 9,038,187 245%
% High Net Worth 54.90% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

334M 287M 239M 191M 143M 96M 48M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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