Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 03/23/2016
Other registrations (1)
ADV Location KNOXVILLE, TN, United States
Contact Info 865 xxxxxxx
Websites
AUM* 337,080,829 15%
of that, discretionary 337,080,829 15%
Number of Employees 5 -17%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 451,851 28%
% High Net Worth 17.20% -19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

337M 289M 241M 193M 144M 96M 48M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524102 Stock NameSCHWAB U.S. BROAD MARKET ETF $ Position$22,057,720 % Position15.00% $ Change8.00% # Change1.00%
Stck Ticker808524805 Stock NameSCHWAB INTERNATIONAL EQUITY ETF $ Position$12,171,321 % Position8.00% $ Change8.00% # Change2.00%
Stck Ticker464288646 Stock NameISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF $ Position$6,930,008 % Position5.00% $ Change3.00% # Change2.00%
Stck Ticker808524839 Stock NameSCHWAB US AGGREGATE BOND ETF $ Position$5,819,200 % Position4.00% $ Change3.00% # Change2.00%
Stck Ticker922908553 Stock NameVANGUARD REAL ESTATE ETF $ Position$5,555,267 % Position4.00% $ Change-1.00% # Change-4.00%
Stck Ticker808524300 Stock NameSCHWAB U.S. LARGE-CAP GROWTH ETF $ Position$3,404,233 % Position2.00% $ Change8.00% # Change-2.00%
Stck Ticker808524409 Stock NameSCHWAB U.S. LARGE-CAP VALUE ETF $ Position$2,262,016 % Position2.00% $ Change12.00% # Change6.00%
Stck Ticker922908744 Stock NameVANGUARD VALUE ETF $ Position$2,754,587 % Position2.00% $ Change12.00% # Change6.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$3,292,650 % Position2.00% $ Change14.00% # Change-8.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$2,616,999 % Position2.00% $ Change38.00% # Change0.00%

Brochure Summary